Wealth Management Director – Private Banking Operations, High Net Worth Collateral Monitoring

Ms Ms

. Perform operational, regulatory compliance, and transaction/reporting functions within securities-based lending collateral monitoring .

Posted 10/14/2026full-timeUtah • United StatesLead💰 $64,000 - $107,500 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in operational and regulatory compliance within securities-based lending, with a strong focus on transaction approvals and collateral monitoring. Proven ability to lead teams, drive process improvements, and implement regulatory directives effectively.

Highest-signal resume keywords

Operational ComplianceRegulatory ComplianceTransaction ReportingTeam SupervisionProcess Improvement

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Securities-Based LendingCollateral MonitoringAnalytical SkillsInvestment Markets KnowledgeFinancial Exchange Regulations

Soft Skills

Strong Communication SkillsEmotional IntelligenceAdaptabilitySelf-MotivatedTeam Player

Tools & Technologies

Microsoft ExcelMicrosoft VisioMicrosoft PowerPoint

Industry Keywords

Regulatory DirectivesTransaction ApprovalsCredit RiskProcess Improvement Initiatives

About the role

Key responsibilities & impact

Perform operational, regulatory compliance, and transaction/reporting functions within securities-based lending collateral monitoring
Apply operational and regulatory controls supporting transaction approvals across securities-based lending products funded by Morgan Stanley Banks
Communicate with Collateral Managers, Credit Risk, Technology, and the field
Implement new firm or regulatory directives
Assess the impact of directives on team policies and procedures
Supervise and develop a team of direct reports
Contribute to line, project, and process improvement initiatives
Drive change and improve team efficiencies

Requirements

What you’ll need

Broad knowledge of operational, regulatory compliance, and transaction/reporting functions within securities-based lending collateral monitoring
Ability to apply operational and regulatory controls supporting transaction approvals across securities-based lending products
Ability to communicate with Collateral Managers, Credit Risk, Technology, and the field
Comprehension of investment markets and financial Exchange rules and regulations preferred
Ability to implement new firm or regulatory directives and assess their impact on team policies and procedures
Strong knowledge of Microsoft Office, especially Excel, Visio, and PowerPoint
Strong analytical skills
Ability to work well under pressure and meet deadlines
Ability to drive change and improve team efficiencies
Self-motivated and willing to assume responsibility
Ability to supervise and develop a team of direct reports
Adaptability to line, project, and process improvement functions
Commitment to continuous learning
Strong communication skills
Emotional intelligence, empathy, and patience
Positive attitude and team-player approach

Benefits

Comp & perks

Annual discretionary incentive compensation award may be available
Relevant business unit incentive compensation plan, potentially including a discretionary bonus component
Medical insurance
Prescription Drug coverage
Dental insurance
Vision insurance
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off, including sick leave consistent with state and local law
Parental Leave
20 Vacation Days annually
10 Paid Holidays
401(k)
Short/Long Term Disability
Other special perks reserved for employees
Opportunities for career mobility across the business