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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in analyzing broker-dealer regulatory changes and translating them into structured functional requirements. Proficient in collaborating with cross-functional teams to ensure accurate implementation and validation of regulatory reporting solutions.
Highest-signal resume keywords
Regulatory Reporting FrameworksAnalytical SkillsProblem-Solving SkillsCollaboration in Matrixed TeamsBachelor's/Master's Degree in Finance
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Functional SpecificationsData ModelsReporting LogicValidation TechniquesException HandlingRegulatory AnalysisTest Scenario DefinitionStructured Logic TranslationRegulatory Gap IdentificationClient Issue Resolution
Soft Skills
Clear CommunicationEffective CollaborationAnalytical Thinking
Certifications & Qualifications
MBACFA
Industry Keywords
RegTechFinancial Services TechnologyCapital MarketsFinTechHighly Regulated Industries
About the role
Key responsibilities & impact- Analyze global broker-dealer regulatory changes and interpret regulatory texts
- Translate regulatory requirements into structured functional requirements
- Create functional specifications covering data models, field-level definitions, reporting logic, validations, and exception handling
- Collaborate with Development and QA teams to ensure accurate implementation
- Support QA in defining test scenarios and validating delivered functionality
- Identify regulatory gaps, ambiguities, and edge cases
- Propose clear and practical solutions
- Act as a subject matter expert in regulatory reporting
- Participate in backlog and sprint activities
- Support client queries and issue resolution
Requirements
What you’ll need- Bachelor’s/Master’s degree in Finance or a related field, or equivalent practical experience
- Previous experience in a RegTech environment or financial services technology
- Strong understanding of broker-dealer regulatory reporting frameworks
- Excellent analytical and problem-solving skills
- Ability to break down complex regulatory concepts into structured logic
- Clear and effective communication skills
- Experience working in collaborative, matrixed teams
- Advanced degree or professional certification (e.g., MBA, CFA) preferred
- Experience in capital markets, FinTech, or other highly regulated industries preferred
- Comfort collaborating with global teams and navigating cross-border cultural nuances
Benefits
Comp & perks- Competitive rewards package
- Rewards package designed to recognize employees’ and their families’ unique needs
- Employee incentives tied to contribution to Nasdaq’s overall success
- Hybrid work environment offering flexibility and accessibility