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IT & Cybersecurity Regulatory Response Consultant III
Northwestern Mutual. Coordinate activities supporting annual cybersecurity certifications and compliance with regulatory requirements, including New York DFS Part 500, Wisconsin Insurance Data Security Law, Model Audit Rule, and SWIFT Customer Security Programme .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in coordinating cybersecurity compliance with regulatory requirements, including New York DFS Part 500 and California Consumer Privacy Act. Proven ability to build relationships and provide guidance to technology teams while enhancing regulatory compliance programs.
Highest-signal resume keywords
Cybersecurity Compliance CoordinationRegulatory Examination ResponseContinuous Controls MonitoringRisk Optimization KnowledgeFinancial Services Industry Experience
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
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Hard Skills
Information SystemsSystems AuditIT ControlsRegulatory Compliance ProgramsData AnalysisProcess ImprovementTechnical Regulatory InterpretationQuantitative AnalysisProblem-SolvingEngineering Expertise
Soft Skills
Relationship ManagementInfluenceCommunicationNegotiationProfessional Judgment
Tools & Technologies
ServiceNowUnified Data Platform
Industry Keywords
New York DFS Part 500Wisconsin Insurance Data Security LawModel Audit RuleSWIFT Customer Security ProgrammeOCCFINRASECWI-OCICalifornia Consumer Privacy ActTechnology Risk and Compliance
Tech Stack
Tools & technologiesCyber SecurityServiceNowSwift
About the role
Key responsibilities & impact- Coordinate activities supporting annual cybersecurity certifications and compliance with regulatory requirements, including New York DFS Part 500, Wisconsin Insurance Data Security Law, Model Audit Rule, and SWIFT Customer Security Programme
- Lead and coordinate responses to regulatory examinations and information requests from the OCC, FINRA, SEC, and WI-OCI
- Support development and ongoing operations of NM’s California Consumer Privacy Act Article 9 program
- Articulate technical regulatory interpretations and build stakeholder consensus on scope, control coverage, remediation strategies, and risk conclusions
- Integrate cybersecurity regulatory requirements into an automated continuous controls monitoring program using a unified data platform and ServiceNow
- Build relationships with and provide regulatory and compliance guidance to first-line technology teams responsible for applications and infrastructure
Requirements
What you’ll need- Bachelor’s degree in MIS, Accounting, Business, or a related field, or equivalent relevant experience
- 4+ years of experience in information systems, systems audit, IT controls, or a related technology risk and compliance discipline
- Experience building or enhancing regulatory compliance programs
- Financial services industry experience is a plus
- Excellent relationship management, influence, communication, negotiation, and professional judgment skills
- Proven ability to independently identify and resolve critical and complex issues through effective problem-solving skills
- Ability to operate effectively in ambiguous situations and bring structure to complex work
- Knowledge of organizational standards, policies, processes, and procedures
- Cross-functional partnering and planning skills
- Process improvement skills
- Engineering expertise across data, applications, cyber, systems, operations, product, security, and testing
- Analytical thinking, quantitative analysis, business acumen, and problem-solving skills
- Risk optimization knowledge