Compliance Associate – Monitoring & Testing

OppFi

. Perform second-line monitoring and testing against applicable state and federal regulations within the Compliance Management System .

Posted 11/10/2026full-timeRemote • United StatesMid-Level💰 $71,200 - $106,800 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in regulatory compliance, particularly in consumer lending, with a strong ability to assess compliance risks and implement monitoring and testing programs. Proficient in analyzing regulatory changes and drafting reports to enhance compliance controls.

Highest-signal resume keywords

Regulatory Compliance ExperienceConsumer Financial Regulations KnowledgeCompliance Monitoring And Testing Program ImplementationRoot Cause Analysis AbilitySQL Familiarity

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory ComplianceCompliance Risk AssessmentRoot Cause AnalysisData AnalysisCompliance MonitoringTesting Program DesignReport DraftingProcess Improvement

Soft Skills

CollaborationCommunication

Tools & Technologies

SQLSnowflakeTableau

Certifications & Qualifications

Paralegal CertificationJDCertified Regulatory Compliance Manager (CRCM)

Industry Keywords

Consumer LendingTILAECOAFCRAUDAAPSCRAEFTATCPACAN-SPAMGLBA

Tech Stack

Tools & technologies

SnowflakeSQLTableau

About the role

Key responsibilities & impact

Perform second-line monitoring and testing against applicable state and federal regulations within the Compliance Management System
Assess compliance risk through analysis of accounts, policies, procedures, marketing materials, complaints, reports, and other materials
Assist with collecting data, files, and other materials for monitoring and testing
Collaborate with business departments and team members across planning, execution, reporting, and follow-up phases
Assess materials, report findings, provide recommendations, and obtain review and approval when required
Work with the Issues Management Team to ensure issues are recorded
Assist with drafting concise reports for business and management to improve compliance controls and mitigate risks
Assist senior leaders and managers with process improvements for the Monitoring and Testing Program
Monitor business changes to enhance testing processes
Monitor regulatory changes and update testing procedures
Report to the Compliance Director

Requirements

What you’ll need

Three years’ experience in regulatory compliance or state regulatory oversight with a focus on consumer lending
Knowledge from on-the-job experience or education, such as paralegal certification, JD, or Certified Regulatory Compliance Manager (CRCM) certification
Experience designing or implementing a compliance monitoring and testing program
Applicable knowledge of consumer financial regulations, including TILA, ECOA, FCRA, UDAAP, SCRA, EFTA, TCPA, CAN-SPAM, E-SIGN, GLBA, and FDCPA
Ability to perform root cause analysis
Ability to learn and understand technology infrastructure sufficiently to inform root cause analysis
Familiarity with data queries and using SQL
Experience with data tools including Snowflake and Tableau is a plus

Benefits

Comp & perks

Performance-based bonuses
Equity grants
Flexible, remote environment
401(k) matching program
Generous paid time off
Medical coverage
Dental coverage
Vision coverage
Tuition reimbursement
DoorDash DashPass
Figo pet insurance
Rocket Lawyer
LinkedIn Learning access
Fringe lifestyle benefits platform with rewards from vendors including Uber, DoorDash, and UrbanSitter