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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in risk management frameworks, including the Three Lines of Defense, and possesses strong analytical skills to assess risks and controls. Proficient in creating process flow maps and monthly metric reporting to communicate insights effectively to senior leadership.
Highest-signal resume keywords
Risk Management FrameworkData Analysis TechniquesProcess Flow Mapping in VisioMonthly Metric ReportingRegulatory Compliance Review
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk AssessmentControl Effectiveness EvaluationData Science TechniquesFinancial Services KnowledgeMicrosoft Office ProficiencySQLPower BI
Soft Skills
Analytical SkillsCommunication SkillsRelationship-BuildingListening SkillsCreativity
Tools & Technologies
VisioMicrosoft OfficePower BI
Certifications & Qualifications
Compliance CertificationsRisk Certifications
Industry Keywords
Risk ManagementFinancial ServicesRegulatory ConsiderationsBusiness AdministrationAccounting
Tech Stack
Tools & technologiesSQL
About the role
Key responsibilities & impact- Assist in building out and executing Osaic’s risk management program
- Complete assigned projects enhancing documentation of key risks, controls, risk frameworks, and protocols
- Derive risk information and insights from data
- Engage subject matter experts to create workflow maps and identify risks and controls
- Provide guidance on identifying or developing risk metrics and reporting to senior leadership
- Learn business-unit processes and provide guidance on risks and control design
- Provide guidance regarding the Three Lines of Defense risk control framework
- Meet with business managers, ask questions, analyze discussions, and produce accurate documentation and meaningful insights
- Consult on assessment and enhancement of the company’s risk management framework
- Assess data to determine control effectiveness, trends, and red flag events
- Create monthly metric reporting and tell the story to managers and senior leaders
- Review applicable regulations and assess whether supervisory procedures and firm policies address regulatory requirements and business risks
- Report directly to the VP of Enterprise Risk
- Perform all other duties as assigned
Requirements
What you’ll need- Bachelor’s Degree from accredited university in Business Administration, Finance, Accounting, Risk Management, or related field required
- High School Diploma or equivalent (GED) is required
- Entry level (0 to 1 year) of previous work experience
- Knowledge of financial services industry trends, directions, major issues, regulatory considerations and trendsetters
- Knowledge of functions, features and applications of Microsoft Office
- Knowledge of data and data science techniques to identify trends and create predictions
- Ability to produce process flow maps in Visio
- Ability to assess risks, controls, control effectiveness, trends, and red flag events
- Ability to create monthly metric reporting and communicate insights to managers and senior leaders
- Ability to review applicable regulations and written regulatory guidance
- Strong listening, analytical, written and verbal communication, logic and reasoning, creativity, and relationship-building abilities
- Preferred: SQL, Power BI, or other similar analytics certifications
- Preferred: Master’s in Business Administration, Finance, Accounting, Risk Management, or related field
- Preferred: Compliance and/or Risk Certifications in Wealth Management
Benefits
Comp & perks- Annual bonus
- Health insurance
- Vision insurance
- Dental insurance
- 401k
- Paid time away
- Volunteer days
