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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in risk management frameworks, regulatory compliance, and data analysis to enhance organizational risk strategies. Proficient in creating risk metrics and reporting while engaging with stakeholders to derive actionable insights.
Highest-signal resume keywords
Risk Management Program ExecutionData Analysis TechniquesRegulatory Compliance KnowledgeRisk Metrics DevelopmentProcess Flow Mapping Using Visio
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk AssessmentData Science TechniquesSQLPower BIMonthly Metric ReportingRegulatory Guidance ReviewControl Effectiveness AssessmentRisk Framework DocumentationRisk IdentificationTrend Analysis
Soft Skills
Analytical ThinkingCommunication SkillsCollaborationProblem-SolvingAttention to Detail
Tools & Technologies
Microsoft OfficeVisio
Certifications & Qualifications
Compliance CertificationsRisk Certifications in Wealth Management
Industry Keywords
Financial Services Industry TrendsThree Lines of Defense FrameworkBusiness AdministrationFinanceAccountingRisk Management
Tech Stack
Tools & technologiesSQL
About the role
Key responsibilities & impact- Assist in building out and executing Osaic's risk management program
- Complete assigned risk management projects with direction and guidance from the direct supervisor
- Enhance documentation of key risks, accompanying controls, risk frameworks, and protocols
- Derive risk information and insights from data
- Engage with subject matter experts to create workflow maps
- Identify risks and accompanying controls
- Provide guidance in identifying or developing risk metrics and reporting to senior leadership
- Learn business processes of business units under review
- Provide guidance on identified risks and design of controls
- Provide guidance regarding the Three Lines of Defense risk control framework
- Meet with business managers, ask questions, analyze discussions, and produce meaningful insights and accurate documentation
- Consult on assessment and enhancement of the risk management framework
- Assess control effectiveness, trends, and red-flag events using data
- Create monthly metric reporting and communicate findings to managers and senior leaders
- Review applicable regulations and written regulatory guidance
- Assess whether supervisory procedures and firm policies address regulatory requirements and business risks
- Report directly to the VP of Enterprise Risk
- Perform other duties as assigned
Requirements
What you’ll need- Bachelor’s Degree from accredited university in Business Administration, Finance, Accounting, Risk Management, or related field required
- High School Diploma or equivalent (GED) is required
- Entry level (0 to 1 year) of previous work experience
- Knowledge of financial services industry trends, directions, major issues, regulatory considerations and trendsetters
- Knowledge of functions, features and applications of Microsoft Office
- Knowledge of data and data science techniques to identify trends and create predictions
- SQL, Power BI, or other similar certifications in the area of analytics is preferred
- Master’s in Business Administration, Finance, Accounting, Risk Management, or related field
- Compliance and/or Risk Certifications in Wealth Management
- Applicants should be located at one of the listed hubs and must be willing to work a minimum of 4 days weekly in the office
- Ability to use Visio to produce process flow maps
- Ability to create monthly metric reporting
- Ability to review applicable regulations and written regulatory guidance
- Ability to assess written supervisory procedures and firm policies against regulatory requirements and business risks
Benefits
Comp & perks- Annual bonus
- Health insurance
- Vision insurance
- Dental insurance
- 401k
- Paid time away
- Volunteer days
