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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance management, including KYC, AML, and corporate governance, while effectively communicating with stakeholders and managing compliance-related documentation and processes.
Highest-signal resume keywords
Compliance ManagementKYC/AML ExperienceCorporate GovernanceRegulatory FilingsExceptional English Communication
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance MonitoringRisk AssessmentRegulatory ResearchDocumentation ReviewCorporate KYCAudit SupportPolicy UpdatesTraining DevelopmentInvestor Compliance ApprovalsCompliance Calendar Management
Soft Skills
Strong OrganizationJudgmentQuick Learner
Tools & Technologies
AI Tools
Certifications & Qualifications
CAMS
Industry Keywords
Financial ServicesFintechFunds/VCCorporate GovernanceRegulatory Compliance
About the role
Key responsibilities & impact- Serve as a first point of contact for compliance requests across the business.
- Review investor compliance approvals with documentation, investor relations and sales teams; resolve routine cases and escalate others.
- Run KYC on partners and entities and escalate suspicious activity.
- Support corporate governance across entities, including resolutions, filings and records, working with outside counsel.
- Support licensing requirements, regulatory filings, regulator correspondence, audits, inquiries and the complaints process.
- Manage the compliance calendar.
- Support compliance monitoring, AML and compliance policy updates and training, including employee attestations.
- Work with product and R&D on compliance improvements.
- Assess new programs and vendors for compliance risk.
- Research regulatory and compliance questions, including complex investor structures, and produce clear, usable summaries.
- Work directly with the Head of Governance and Compliance across compliance, regulatory and corporate governance work.
Requirements
What you’ll need- Bachelor's degree in law, finance, business or a related field – Required.
- 2-4 years of experience in compliance, AML/KYC, corporate governance, law, audit or risk – Required.
- Exceptional English, written and spoken – Required.
- Strong organization and judgment, and the ability to learn quickly in an evolving environment – Required.
- Experience with corporate KYC or beneficial ownership – Advantage.
- Exposure to financial services, fintech or funds/VC, or a relevant professional qualification (e.g. CAMS, legal, accounting) – Advantage.
- Experience using AI tools in a professional setting – Advantage.
Benefits
Comp & perks- No specific benefits stated in the posting
