IT Audit – AML, Regulatory Remediation

RSM US LLP

. Support a large global banking institution's regulatory remediation and Financial Crimes technology initiatives .

Posted 10/8/2026full-timeRemote • United StatesSeniorLead💰 $46 - $68 per hourWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive expertise in IT Audit within large global banking institutions, focusing on regulatory remediation, risk management, and auditing AML and Financial Crimes technology environments. Proficient in developing risk-based testing strategies and evaluating control frameworks to ensure compliance and operational effectiveness.

Highest-signal resume keywords

IT Audit ExperienceRegulatory RemediationAML Technology AuditingRisk AssessmentCISA Certification

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk-Based TestingControls TestingSDLC AuditingChange Management AuditingData Quality ControlsTechnical Documentation ReviewSystem Architecture EvaluationApplication Controls AuditingTransaction MonitoringSanctions Screening

Soft Skills

CommunicationStakeholder EngagementIndependent Leadership

Tools & Technologies

Payments SystemsKYC/CDD SystemsModel ValidationModel Risk Management

Certifications & Qualifications

CISACIACAMSCPA

Industry Keywords

Financial CrimesRegulatory ComplianceRisk ManagementBanking EnvironmentData Flows

Tech Stack

Tools & technologies

SDLC

About the role

Key responsibilities & impact

Support a large global banking institution's regulatory remediation and Financial Crimes technology initiatives
Assess remediation activities addressing technology, risk, and control-related findings
Develop and execute risk-based testing strategies evaluating control design and operating effectiveness
Perform IT audit testing across IT governance, SDLC, Change Management, technology operations, applications, and data controls
Evaluate AML and Financial Crimes technology environments and control frameworks
Review system configurations, technical documentation, data flows, interfaces, and application controls
Conduct targeted testing and deep-dive reviews of complex technology control environments
Identify root causes, develop observations, and provide actionable recommendations
Prepare audit documentation and communicate findings to key stakeholders

Requirements

What you’ll need

8+ years of IT Audit experience within large global banking institutions
Experience supporting regulatory remediation, issue validation, and risk management initiatives
Expertise auditing AML and Financial Crimes technology environments, including Transaction Monitoring, Sanctions Screening, KYC/CDD, and related systems
Experience auditing SDLC, Change Management, system configurations, and application controls
Experience evaluating data lineage, interfaces, system-to-system connections, and data quality controls
Strong controls testing, risk assessment, and substantive testing experience
Ability to independently lead and execute audit testing with minimal oversight
Experience reviewing technical documentation, system architecture, data flows, and code
Ability and willingness to support stakeholders across EMEA and APAC time zones
Must be located on the East Coast or able to work East Coast business hours
Preferred: experience with Payments systems and related technology environments
Preferred: experience supporting large-scale regulatory remediation or transformation initiatives within a banking environment
Preferred: experience auditing Model Validation and Model Risk Management processes
Preferred: CISA, CIA, CAMS, or CPA certification

Benefits

Comp & perks

Competitive benefits and compensation package
Flexible schedule
Equal opportunity and reasonable accommodation for people with disabilities