Temporary Supervisor – Regulatory Compliance, Financial Services

RSM US LLP

. Lead and supervise regulatory compliance engagements for financial services clients .

Posted 9/16/2026full-timeDallas • New York • United StatesMid-LevelSenior💰 $52 - $78 per hourWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in regulatory compliance and risk management within the financial services sector, with a strong focus on consumer protection regulations and compliance program enhancements. Capable of leading compliance engagements, developing actionable findings, and mentoring junior team members.

Highest-signal resume keywords

Regulatory Compliance EngagementsRisk ManagementConsumer Compliance RegulationsCompliance Testing and MonitoringProfessional Certifications (CRCM, CIA, CISA, CAMS)

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Compliance TestingRisk AssessmentsInternal AuditRegulatory ExaminationsGovernance FrameworksCompliance Management SystemsRemediation RecommendationsExecutive-Level ReportingMonitoring ActivitiesControl Gap Identification

Soft Skills

Excellent Written CommunicationExcellent Verbal CommunicationMentoring

Certifications & Qualifications

CRCMCIACISACAMS

Industry Keywords

Financial ServicesCFPBOCCFDICFRBConsumer Protection RegulationsRegulatory AgenciesBig Four Firm ExperienceConsulting Firm ExperienceRegulatory Remediation

About the role

Key responsibilities & impact

Lead and supervise regulatory compliance engagements for financial services clients
Execute and review compliance testing, monitoring activities, risk assessments, and independent reviews
Evaluate compliance management systems, governance frameworks, policies, procedures, and internal controls
Assess compliance risks related to consumer protection regulations and identify control gaps
Develop clear, actionable findings and recommendations for client management
Manage project timelines, deliverables, budgets, and client communications
Mentor junior team members and review workpapers, testing documentation, and reports
Support regulatory remediation efforts, compliance program enhancements, and ongoing monitoring initiatives
Assist clients with regulatory examination readiness and response activities

Requirements

What you’ll need

6+ years of experience in regulatory compliance, risk management, internal audit, or consulting within the financial services industry
Experience leading or supervising second-line and/or third-line regulatory compliance engagements
Subject matter expertise in consumer compliance regulations impacting banks, credit unions, broker-dealers, or other financial institutions
Experience executing compliance reviews, monitoring and testing programs, risk assessments, audits, and regulatory examinations
Strong knowledge of regulatory expectations and requirements from the CFPB, OCC, FDIC, FRB, and state regulatory agencies
Experience developing findings, remediation recommendations, and executive-level reporting
Preferred: experience within a consulting firm, Big Four firm, regulatory agency, or large financial institution
Preferred: experience supporting regulatory examinations, consent orders, or remediation programs
Preferred: professional certifications such as CRCM, CIA, CISA, CAMS, or similar compliance or risk-related certifications
Excellent written and verbal communication skills with the ability to present to senior leadership and stakeholders
Experience reviewing compliance management systems, risk assessments, or regulatory testing programs
Applicants must not require sponsorship now or in the future for entry-level employment; F-1 visa holders are excluded from entry-level sponsorship

Benefits

Comp & perks

Competitive benefits and compensation package
Flexibility in your schedule
Reasonable accommodation for people with disabilities
Equal opportunity employment