Product and Advertising Compliance Consultant

Securian Financial

. Research potential compliance gaps and ensure compliance with legal and regulatory requirements .

Posted 10/15/2026full-timeSaint Paul • Minnesota • United StatesMid-LevelSenior💰 $73,700 - $136,800 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance management, including identifying compliance gaps, developing policies, and ensuring adherence to legal and regulatory requirements. Proficient in filing policy forms and advertising materials, with strong communication and organizational skills to support compliance initiatives.

Highest-signal resume keywords

Compliance ManagementPolicy Form FilingDisability and Leave Insurance ExperienceInterpersonal Communication SkillsRegulatory Knowledge

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance Gap AnalysisPolicy DevelopmentRegulatory FilingsCompliance Training DesignRisk IdentificationAudit and TestingFiling Strategy DevelopmentMarket Conduct Exam AssistanceSERFF UtilizationLegal Interpretation

Soft Skills

Strong Communication SkillsPrioritization SkillsOrganizational SkillsSelf-Directed Work Ethic

Industry Keywords

Financial ServicesCompliance PoliciesState Insurance LawRegulatory RequirementsBest PracticesClient InteractionProduct Line Attorneys

About the role

Key responsibilities & impact

Research potential compliance gaps and ensure compliance with legal and regulatory requirements
Communicate compliance gaps to appropriate parties and collaborate to resolve outstanding issues or violations
Partner with business leaders to create and implement new or updated products, compliance policies, and procedures
Design and provide compliance training and education
Oversee creation and preparation of periodic client or regulatory filings with state and federal agencies
Interact directly with clients, regulators, and product line attorneys
Design, monitor, test, and audit assigned products, policies, and procedures
Identify and address compliance vulnerabilities and risks
Draft and file policy forms for assigned product lines
Develop filing strategies for compliance with state insurance law
Provide work direction and filing project oversight to team members
Provide direction and feedback on regulator issues during objection-response phases
Assist the market conduct exam coordinator with responses to policy forms market conduct exams, data calls, and survey requests
Interpret the impact of new laws and regulations and disseminate requirements to affected business areas
Lead review and state filing of sales literature and advertising materials
Provide day-to-day compliance support to assigned business lines
Lead periodic review and maintenance of existing policy forms and related materials

Requirements

What you’ll need

Experience with Disability and Leave insurance
Professional work experience, ideally in a corporate environment
Strong interpersonal and communication skills to interact with various levels of associates within the enterprise
Strong prioritization and organization skills to facilitate coordination of compliance reviews
Self-directed, with ability to independently manage competing priorities with minimal direction
Policy form and advertising material filing experience utilizing SERFF
Knowledge of applicable laws, regulations, industry standards, and best practices affecting financial services

Benefits

Comp & perks

Paid time off (PTO), with additional PTO based on length of service
Parental leave
Caregiver leave
Bereavement leave
Military leave
Nine company-paid holidays
Company-funded pension plan
401(k) retirement plan with company contributions tied to performance, up to 10% of eligible earnings, with a 5% target
Medical, dental, and vision coverage from the first day of employment for associates and eligible family members
Volunteer paid time off
Company-sponsored volunteer events
Dollar-for-dollar matching gift program
Associate Resource Groups
Hybrid working arrangement with virtual and in-office work
Flexible scheduling based on business and personal schedules