Senior Compliance Analyst

Securian Financial

. Monitor and analyze products, advertising materials, and reports for compliance .

Posted 11/4/2026full-timeSaint Paul • Minnesota • United StatesSenior💰 $59,400 - $109,200 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in monitoring compliance with insurance laws and regulations, conducting compliance reviews, and managing policy form filings. Strong ability to collaborate with internal and external stakeholders while providing training and support for compliance programs.

Highest-signal resume keywords

Compliance MonitoringPolicy Form FilingAdvertising Compliance ReviewRegulatory KnowledgeInterpersonal Communication

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Compliance AnalysisRegulatory FilingTroubleshooting Compliance IssuesConducting Compliance ReviewsDrafting Requirements

Soft Skills

Strong Interpersonal SkillsStrong Communication SkillsPrioritization SkillsOrganizational SkillsProblem-Solving Ability

Tools & Technologies

SERFF

Industry Keywords

Insurance LawsFinancial ServicesCompliance ProgramsMarket Conduct ExamsThird-Party Administrators

About the role

Key responsibilities & impact

Monitor and analyze products, advertising materials, and reports for compliance
Ensure product compliance with insurance laws, regulations, and company policies
Troubleshoot compliance issues with third-party administrators
Strengthen compliance programs, provide training, and map business processes to compliance rules
Gather data for regulatory filings and collaborate with internal associates and third parties
Participate in annual audits of third-party administrators
Support and lead compliance projects, including drafting requirements and implementing changes
Draft and file policy forms and coordinate with relevant parties
Respond to regulatory issues during the objection-response phase
Assist with market conduct exams and regulatory surveys
Monitor and disseminate changes to laws and regulations
Conduct compliance reviews and file sales literature and advertising
Provide day-to-day compliance support and maintain existing policy forms

Requirements

What you’ll need

Associate’s degree, bachelor’s degree or equivalent job-related experience
Strong interpersonal and communication skills
Strong prioritization and organization skills
Ability to work independently and manage competing priorities with minimal direction
Problem-solving ability using available resources
Knowledge of applicable laws, regulations, industry standards, and best practices affecting financial services (preferred)
Familiarity with financial institution and association insurance products and services (preferred)
Policy form filing experience utilizing SERFF (preferred)
Advertising compliance review experience for financial services or insurance products (preferred)

Benefits

Comp & perks

Paid time off with additional PTO based on tenure
Parental, caregiver, bereavement, and military leave
Nine company-paid holidays
Company-funded pension plan
401(k) retirement plan with company contributions up to 10% of eligible earnings, with a target of 5%
Medical, dental, and vision coverage from the first day of employment for associates and eligible family members
Volunteer paid time off
Company-sponsored volunteer events
Dollar-for-dollar matching gift program
Associate Resource Groups
Hybrid work arrangement with virtual and in-office flexibility