Specialist – Financial Service Operations

SS&C Technologies

. Monitor reports for routine activity and execute defined operational jobs .

Posted 10/27/2026full-timePune • IndiaMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance monitoring, risk management, and regulatory reviews, with a strong ability to validate account changes and protect at-risk accounts. Proficient in utilizing TA2000, AWD, and third-party research tools to ensure adherence to securities laws and compliance standards.

Highest-signal resume keywords

Compliance MonitoringRisk ManagementRegulatory ReviewsTA2000 ProficiencyAWD Proficiency

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Securities Laws UnderstandingOperational Activity MonitoringCompliance FilingsData GatheringFraud Risk Control MonitoringAccount Attribute ValidationWatch-List ReviewAccount Protection FunctionsData Security CoordinationFraud Incident Research

Soft Skills

Attention to DetailTime ManagementAnalytical ThinkingProblem SolvingCommunication

Tools & Technologies

TA2000AWDThird-Party Research Tools

Industry Keywords

Compliance StandardsOperational RiskData SecurityRegulatory ComplianceFraud Prevention

About the role

Key responsibilities & impact

Monitor reports for routine activity and execute defined operational jobs
Assist with regulatory reviews and complete routine compliance filings
Review fund, shareholder account, investor, client, and account activity information for compliance issues and operational risk
Gather data to identify and define best business practices supporting compliance standards
Coordinate data security and risk management-related issues
Review periodic and daily red-flag monitoring reports for high-risk account attribute changes
Validate account changes using TA2000, AWD, and other third-party research tools
Review potential matches to sanctions and watch lists; remediate and escalate positive or unresolved matches
Protect at-risk accounts by applying restrictions, removing bank instructions, and performing processing functions
Research potential fraud incidents by retrieving phone calls and submitting web review and analysis requests
Escalate and remediate potential or confirmed fraud incidents
Complete routine compliance and risk review tasks under supervision and within manager-established due dates

Requirements

What you’ll need

Basic understanding and application of required securities laws
Ability to monitor operational activity through defined jobs
Ability to assist with regulatory reviews and routine filings
Ability to review fund and shareholder account information for compliance issues
Ability to gather data supporting applicable compliance standards
Ability to coordinate data security and risk management-related issues
Ability to review fraud risk control monitoring reports
Ability to validate account attribute changes using TA2000, AWD, and third-party research tools
Ability to review watch-list matches and remediate or escalate positive or unresolved matches
Ability to protect at-risk accounts by applying restrictions, removing bank instructions, and performing processing functions
Ability to retrieve phone calls and submit web review and analysis requests
Ability to meet established due dates, service levels, and timelines