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Business Controls Specialist, Client Coverage Group – Officer
State Street. Oversee and coordinate Most Favored Nation (MFN) obligations and related governance activities .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance, risk management, and governance within the financial services sector, with a strong focus on implementing business controls and managing client attestation processes. Proficient in stakeholder management and effective communication across functions and regions.
Highest-signal resume keywords
Compliance ProgramsRisk ManagementAudit ExperienceInvestment Management KnowledgeStakeholder Management
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
ComplianceRisk ManagementAuditGovernanceBusiness ControlsPolicy ReviewError ReportingMonitoring ActivitiesProject InitiativesRegulatory Risk Assessments
Soft Skills
CollaborationOrganizational SkillsAttention to DetailProblem-SolvingCommunication
Tools & Technologies
PowerPointExcelWordMicrosoft Co-pilotTableauSharePointArcherOneDrive
Industry Keywords
Financial ServicesAsset ManagementFund GovernanceRegulatory ComplianceInternal Controls
Tech Stack
Tools & technologiesTableau
About the role
Key responsibilities & impact- Oversee and coordinate Most Favored Nation (MFN) obligations and related governance activities
- Manage client attestation processes and responses
- Support compliance, regulatory, audit, and risk management activities
- Engage cross-functionally with Legal, Compliance, Risk, Contracting, Sales, and business teams
- Support implementation and execution of first-line business controls
- Conduct monitoring activities; review, assess, and report policy/procedure breaches and near-misses
- Lead, implement, and/or develop remediation
- Assist with error reporting and oversight of client communication
- Develop calendars of governance activities and training programs
- Maintain and update desktop guides and global procedures
- Assist in testing controls and implementing the global Business Controls framework
- Own the review of marketing material under the internal controls framework
- Disseminate information on meaningful regulatory developments and their impact across the global team
- Assist in resolving sales practice-related issues and administering and implementing the internal controls framework
- Support key project initiatives, continuous improvement of the business controls framework, business impact analysis of regulatory risk assessments, and supervisory programs
- Collaborate with a worldwide team building globally consistent Business Controls standards
Requirements
What you’ll need- Bachelor’s degree with exposure to compliance programs, audit (internal or external), legal and regulatory matters, risk management and controls environment within financial services
- Minimum 2 years relevant asset management industry experience
- Solid working knowledge of investment management or risk management and controls environment within financial services, fund governance, compliance, audit or related function
- Proficient in PowerPoint, Excel, and Word
- Understanding of AI technology including Microsoft Co-pilot, Tableau, SharePoint, Archer, and OneDrive is a plus
- Strong collaboration and stakeholder management
- Professional written and verbal communication
- Ability to work across functions, regions, and levels of the organization
- Strong organizational skills and attention to detail
- Sound judgment and problem-solving capabilities
- High level of initiative, ownership, and ability to prioritize workload effectively
- Ability to execute key deliverables and independent projects with limited supervision
Benefits
Comp & perks- Permanent contract from day one
- Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)
- Gold Medical Package for employees and their families (partner and children)
- Premium life insurance package and private pension plan
- Wide range of soft skills training, technical workshops, language classes and development programs
- Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice
- Variety of well-being programs
- Additional benefits available depending on the seniority of the role
- Discretionary annual performance-based awards
- Inclusive development opportunities
- Flexible work-life support
- Paid volunteer days
- Vibrant employee networks