Investment Compliance Analyst

State Street

. Onboard new investment compliance clients by understanding client requirements, interpreting prospectuses/investment mandates, and extracting compliance restrictions into a compliance rule matrix .

Posted 11/11/2026full-timeHyderabad • IndiaMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in investment compliance by onboarding clients, interpreting investment mandates, and ensuring adherence to regulatory requirements. Proficient in analyzing investment guidelines and managing compliance reporting processes within financial services.

Highest-signal resume keywords

U.S. Investment Company Act KnowledgeInvestment Guidelines AnalysisCompliance Rule Matrix DevelopmentFinancial Services ExperienceStrong Communication Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance Rule DevelopmentInvestment Mandate InterpretationOperational Risk AnalysisCompliance ReportingAd Hoc Compliance Research

Soft Skills

Organizational SkillsTime ManagementInterpersonal SkillsAnalytical SkillsDetail Oriented

Industry Keywords

Securities SectorCapital MarketsCFTC TestingIRC TestingStandard Operating Procedures

About the role

Key responsibilities & impact

Onboard new investment compliance clients by understanding client requirements, interpreting prospectuses/investment mandates, and extracting compliance restrictions into a compliance rule matrix
Liaise with clients to obtain information required to code compliance matrices into the compliance system
Perform annual reviews of compliance rules against updated prospectuses and SAIs
Research ad hoc compliance queries to determine whether client portfolios comply with investment guidelines
Liaise with coding teams to maintain system rules and ensure accurate daily and monthly compliance reporting
Translate investment compliance requirements into actionable items for internal teams, including derivative, CFTC, and IRC testing changes
Identify and analyze operational risks and recommend procedural changes
Follow and improve standard operating procedures
Resolve issues promptly while keeping management informed of potential issues
Perform daily processes accurately within defined time frames and client requirements
Identify and report or escalate unusual or potentially suspicious transaction activity
Participate in departmental and cross-functional projects or committees

Requirements

What you’ll need

Knowledge of the U.S. Investment Company Act of 1940 or UCITS
Ability to analyze investment guidelines and policies to determine testing requirements
Professional experience in financial services, securities sector, and capital markets
Strong communication, interpersonal, organizational, planning, time management, and analytical skills
Deadline and detail oriented

Benefits

Comp & perks

Inclusive development opportunities
Flexible work-life support
Paid volunteer days
Vibrant employee networks