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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance support, regulatory change management, and risk assessment within consumer banking. Proficient in developing compliance policies and managing compliance-related issues while effectively communicating with stakeholders.
Highest-signal resume keywords
Compliance MonitoringRegulatory Change ManagementConsumer Banking RegulationsIssue ManagementAdvanced Analysis
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Reg EReg CCReg DDReg ZFCRAUDAAPFDIC 370Control MappingRisk AssessmentTesting
Soft Skills
Strong Written CommunicationStrong Verbal CommunicationRelationship-BuildingProactive MindsetResults-Oriented
Industry Keywords
Compliance FrameworkRegulatory ComplaintsRisk IndicatorsBusiness ControlsStakeholder Engagement
About the role
Key responsibilities & impact- Provide compliance support for assigned business lines
- Provide oversight and independent challenge on business activities and initiatives with regulatory impact
- Complete change risk assessments and questionnaires for new business initiatives
- Review and challenge inherent regulatory risks and mitigations, outline launch conditions, and present to executives for approval
- Advise business partners through regular meetings and process reviews
- Manage and track compliance-related issues through timely resolution
- Support regulatory change management for new and updated state laws
- Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and compliance risks
- Review and validate first-line testing
- Support control mapping linking regulatory requirements to business controls
- Collaborate with cross-functional teams to strengthen the compliance framework and reduce risk exposure
- Develop and implement Compliance policies, processes, and controls
- Facilitate periodic Compliance risk and self-assessment activities
- Monitor completion and communication of assessments
- Develop analysis and insights and prepare management reporting
- Update business line policies and Compliance Team procedures
- Respond to regulatory requests, findings, audits, and examinations with business management and internal/external partners
- Assess emerging compliance issues, trends, and regulatory requirements
- Support risk exposure, mitigation, and controls for new products, marketing campaigns, and program expansions
- Conduct enterprise-wide annual risk assessments
- Evaluate risk mitigation efforts and adjust controls as conditions change
- Identify and manage risks and resolve escalated high-risk issues
- Provide thought leadership and industry knowledge
- Participate in knowledge transfer, mentoring, cross-training, and team development
- Keep stakeholders informed about project status and relevant information
Requirements
What you’ll need- Undergraduate degree or equivalent work experience
- 5+ years of experience
- Knowledge/work experience of consumer banking regulations impacting Deposit Products and Backoffice Operations, including Reg E, Reg CC, Reg DD, Reg Z, FCRA, UDAAP, FDIC 370, etc.
- Experience in compliance monitoring, testing, and/or control mapping
- Hands-on experience in issue management and regulatory change management
- Strong written and verbal communication skills
- Ability to consult, influence, and provide constructive challenge to business lines
- Ability to present information to key stakeholders
- Relationship-building skills across multiple business lines
- Proactive, results-oriented, and adaptable mindset
- Ability to work with regulatory reviews, inquiries, audits, and exams
- Ability to perform advanced analysis and specialized reporting
- Ability to identify and lead resolution of complex project/program issues
- Ability to read, write, and comprehend instructions
- Ability to perform sedentary work and operate standard office equipment
Benefits
Comp & perks- Base salary and variable compensation/incentive awards, including potential cash and/or equity incentive awards
- Health and well-being benefits
- Savings and retirement programs
- Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
- Banking benefits and discounts
- Career development
- Reward and recognition
- Regular career, development, and performance conversations
- Online learning platform
- Mentoring programs
- Training and onboarding sessions
- Competitive benefits plan
- Occasional domestic travel
