Senior Compliance Testing Analyst

. Execute independent compliance testing and validations as part of the second line of defense .

Posted 10/6/2026full-timeUnited StatesSenior💰 $72,280 - $108,160 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in compliance testing and validation, with a strong focus on regulatory requirements and banking regulations. Capable of conducting complex analysis, summarizing results, and effectively communicating findings to management and stakeholders.

Highest-signal resume keywords

Compliance TestingRegulatory Requirements ResearchAudit ExperienceMicrosoft Office ProficiencyDetail-Oriented

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance Controls TestingIssue ValidationAnalytical ResearchTesting EngagementsProject Management

Soft Skills

Strong Verbal CommunicationStrong Written CommunicationOrganizational SkillsTime ManagementMentorship

Industry Keywords

Banking RegulationsConsumer Protection LawsBusiness OperationsInternal PoliciesEmerging Trends

About the role

Key responsibilities & impact

Execute independent compliance testing and validations as part of the second line of defense
Perform issue validations and assist with testing in a cross-functional capacity
Execute independent testing of compliance controls and systems for assigned businesses and operational units
Provide expertise and guidance on compliance controls and processes
Research regulatory requirements and develop test steps
Perform complex analysis and testing of business-line controls and processes
Summarize testing results and identify areas for improvement
Assist management in writing and presenting findings to business-line staff and senior management
Oversee and/or independently perform assigned work end to end
Execute complex and non-standard assignments
Conduct analytical research and analysis during testing engagements
Validate findings raised from testing engagements
Identify matters requiring additional attention, escalation, or review
Document research and communicate results to Compliance Testing management and clients
Keep current on regulatory changes, internal policies, standards, and emerging trends
Collaborate with Compliance and business-line partners
Contribute to team development through mentorship, knowledge sharing, and best practices

Requirements

What you’ll need

Undergraduate degree or equivalent work experience
5+ years of experience
Prior testing, audit, or business operations experience involving regulatory compliance
Prior experience executing testing, validation, or audit activities
Detail-oriented with organizational, time management, and project management skills
Strong verbal and written communication skills
Ability to manage multiple tasks and competing priorities
Proficiency with Microsoft Office applications
Knowledge of banking regulations and laws, banking policies and procedures, and consumer protection laws
Occasional domestic travel
Ability to perform sedentary work and operate standard office equipment continuously
Ability to read, write, and comprehend instructions

Benefits

Comp & perks

Variable compensation/incentive awards, including eligibility for cash and/or equity incentive awards
Health and well-being benefits
Savings and retirement programs
Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
Banking benefits and discounts
Career development
Reward and recognition
Regular career, development, and performance conversations
Online learning platform
Mentoring programs
Training and onboarding sessions
Accommodation support for applicants with disabilities