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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive experience in leading compliance testing teams, managing complex testing engagements, and providing strategic direction for compliance programs. Proficient in leveraging data analytics and AI-enabled tools to enhance compliance testing methodologies and ensure adherence to regulatory requirements.
Highest-signal resume keywords
Compliance Testing LeadershipRisk Management FrameworksData Analytics ProficiencyRegulatory Compliance KnowledgeProject Management Skills
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance TestingAuditRisk ManagementRegulatory ComplianceData AnalyticsCompliance MethodologiesGovernance FrameworksRegulatory ObligationsAnalytical ResearchIssue Validation
Soft Skills
LeadershipOrganizational SkillsCommunication SkillsPrioritization SkillsTeam Management
Tools & Technologies
Microsoft Office ApplicationsReporting Tools
Certifications & Qualifications
CRCM Certification
Industry Keywords
Regulated EnvironmentCompliance ProgramsEmerging Regulatory ExpectationsOperational EfficienciesContinuous Improvement
About the role
Key responsibilities & impact- Lead teams responsible for independent, risk-based compliance testing activities
- Provide strategic leadership, oversight, and talent development
- Ensure timely execution of the Compliance testing plan
- Communicate Compliance testing results to senior and executive management
- Identify emerging trends, operational efficiencies, and opportunities through testing engagements
- Manage and prioritize multiple reviews and projects
- Lead problem resolution for complex project and program requirements
- Manage compliance testing specialists and/or managers
- Conduct analytical research and analysis for testing engagements
- Develop, implement, track, and report on Compliance testing schedules
- Provide strategic direction for the Compliance Testing Program, procedures, and processes
- Advise management, business units, and teams on Compliance issues
- Report emerging trends, risks, opportunities, and recommendations to senior management
- Support relationships with key business partners and stakeholders
- Develop business plans and optimize resources
- Plan and execute strategic activities, communicate results, and adjust tactics
- Lead continuous improvement opportunities in the Compliance Testing Program
- Support remediation plans following internal audits or regulator reviews
- Maintain a culture of risk management and control
- Hire, develop, coach, evaluate, and manage team performance
- Set team targets and objectives and deliver results
- Recruit a diverse, qualified workforce and foster a cohesive team
Requirements
What you’ll need- Undergraduate degree or equivalent work experience
- 10+ years of experience
- Experience leading compliance testing teams and overseeing complex testing engagements and issue validations
- Experience in compliance testing, audit, risk management, or regulatory compliance within a regulated environment
- Experience leveraging data analytics and AI-enabled tools
- Strong knowledge of regulatory requirements, risk management frameworks, and compliance testing methodologies
- Knowledge of compliance programs, governance frameworks, policies, controls, and regulatory obligations
- Understanding of current and emerging regulatory expectations and industry best practices
- Ability to assess risks, identify issues, and provide effective challenge and escalation
- Ability to interpret laws, regulations, and regulatory guidance
- Strong leadership, organizational, project management, and prioritization skills
- Excellent verbal and written communication skills
- Ability to manage multiple priorities and deliver results in a fast-paced environment
- Proficiency with Microsoft Office applications and reporting tools
- CRCM certification is a plus
Benefits
Comp & perks- Variable compensation/incentive awards, including potential cash and/or equity incentive awards
- Health and well-being benefits
- Savings and retirement programs
- Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
- Banking benefits and discounts
- Career development
- Reward and recognition
- Regular development conversations, training programs, and performance conversations
- Online learning platform
- Mentoring programs
- Training and onboarding sessions
- Equal opportunity employment and disability accommodations
