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Senior Advertising Compliance Analyst – Life Insurance
Transamerica. Independently review, analyze, edit, and approve business-line advertising, marketing, and communications materials .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in advertising compliance, regulatory analysis, and risk evaluation, with a strong focus on maintaining documentation and improving review processes. Proficient in communicating complex compliance requirements to diverse stakeholders while managing multiple projects efficiently.
Highest-signal resume keywords
Advertising ComplianceRegulatory AnalysisRisk EvaluationCommunication SkillsMicrosoft Office Proficiency
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ComplianceAdvertising ReviewMarketing Communications StandardsAnalytical SkillsCritical ThinkingOrganizational SkillsAttention to DetailDocument ManagementWorkflow SystemsResearch Skills
Soft Skills
Written CommunicationVerbal CommunicationCoordinationPrioritizationCollaboration
Tools & Technologies
Microsoft OfficeAdvertising Review SystemsDocument Management SystemsWorkflow Systems
Certifications & Qualifications
FINRA Series 7FINRA Series 24FINRA Series 6FINRA Series 26
Industry Keywords
Regulatory RequirementsSecurities RegulationsInsurance ComplianceFINRA RulesSEC RegulationsCompliance ReportingCorporate AuditsRisk ManagementAdvertising StandardsMarketing Compliance
About the role
Key responsibilities & impact- Independently review, analyze, edit, and approve business-line advertising, marketing, and communications materials
- Research and interpret applicable regulatory requirements, guidance, and policy changes
- Evaluate complex advertising submissions and identify regulatory and reputational risk
- Determine appropriate remediation or escalation
- Provide advertising compliance guidance to business partners, sales, marketing, product teams, representatives, supervisors, and other stakeholders
- Maintain required records, approvals, documentation, and evidence supporting advertising review activities
- Determine whether advertising materials require regulatory filing and coordinate filings with state insurance departments or other regulators
- Identify, recommend, and help implement practices, procedures, tools, and controls to improve advertising review quality, consistency, workflow efficiency, and regulatory compliance
- Compile information for management, regulatory, or compliance reporting; perform analysis and identify trends
- Participate in regulatory examinations, internal reviews, and corporate audits related to advertising compliance
- Assist with research, assigned tasks, training, knowledge-sharing, and advertising compliance escalations
Requirements
What you’ll need- Bachelor’s degree in business, legal studies, risk management, compliance or related field
- 5+ years of regulatory, securities, insurance, marketing, advertising compliance, or related compliance experience
- 2+ years of experience reviewing advertising requirements, marketing communications standards, and applicable state, federal, securities, insurance, FINRA, and/or SEC rules and regulations
- Strong written and verbal communication skills, including the ability to explain compliance requirements clearly to business partners and stakeholders
- Analytical, research, organizational, and critical-thinking skills with strong attention to detail and accuracy
- Ability to coordinate and prioritize multiple reviews, filings, projects, and deadlines in a fast-paced environment
- Proficiency using Microsoft Office tools and other applicable advertising review, document management, or workflow systems
- Applicants must possess legal authorization to work for our company in the U.S. without immigration sponsorship
- Preferred: FINRA Series 7 and 24 or 6 and 26, or obtain within 6 months of job entry date
Benefits
Comp & perks- Annual bonus based on the Company Bonus Plan/Individual Performance
- Pension Plan
- 401k Match
- Employee Stock Purchase Plan
- Tuition Reimbursement
- Disability Insurance
- Medical Insurance
- Dental Insurance
- Vision Insurance
- Employee Discounts
- Career Training & Development Opportunities
- Paid Time Off starting at 160 hours annually for employees in their first year of service
- Ten (10) paid holidays per year
- Be Well Company holistic wellness program, including Wellness Coaching and Reward Dollars
- Fifteen (15) days of paid parental leave per calendar year for eligible employees with at least one year of service
- Adoption Assistance
- Employee Assistance Program
- Back-Up Care Program
- PTO for Volunteer Hours
- Employee Matching Gifts Program
- Employee Resource Groups
- Inclusion and Diversity Programs
- Employee Recognition Program
- Referral Bonus Programs