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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance and regulatory operations, with a strong ability to analyze and summarize regulations for stakeholders. Proficient in tracking compliance metrics and managing documentation processes effectively.
Highest-signal resume keywords
Compliance ReviewRisk AssessmentRegulatory ResearchJira ManagementClear Writing
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory Risk ReviewPolicy DraftingKPI TrackingEvidence AssemblyAutomation Identification
Soft Skills
Strong OrganizationCuriosityClear Communication
Tools & Technologies
JiraSharePointGRC Tools
Certifications & Qualifications
CRCMCAMS
Industry Keywords
FintechPaymentsRegulated BusinessPIPEDAQuebec Law 25CCPAUDAAPCASL
About the role
Key responsibilities & impact- Triage incoming compliance review requests, gather facts from Product and Engineering, and draft risk assessments using templates
- Prepare draft conditions and recommendations for Leadership sign-off on Medium and High tier reviews
- Track approval conditions to closure in Jira and follow up with owners until evidence is provided
- Review marketing content and customer communications against set guidelines
- Research US and Canadian requirements and write summaries for the team and stakeholders
- Monitor regulatory changes and identify impacts on Wave’s products
- Maintain the regulatory inventory, policy library, registration calendar and issue log
- Keep compliance scorecard and KPI data current
- Assemble evidence for processor, card network and partner audits, attestations and inquiries
- Help draft and maintain policies, procedures and training content
- Identify repetitive manual steps and help automate them, including AI assistance
Requirements
What you’ll need- 2–4 years in compliance, risk, legal or regulatory operations at a fintech, payments company, bank or other regulated business
- Experience reviewing products, processes or content for regulatory risk
- Comfort reading a regulation and explaining what it means in plain language
- Strong organization and ability to track open items across teams and close them
- Clear, concise writing and habit of documenting decisions
- Curiosity about how products work and confidence asking engineers and product managers direct questions
- Nice to have: exposure to payments, card network rules, payroll, privacy (PIPEDA, Quebec Law 25, CCPA) or consumer protection (UDAAP, CASL)
- Nice to have: experience in both US and Canadian markets
- Nice to have: experience with Jira, SharePoint and GRC tools
- Nice to have: CRCM, CAMS or other Compliance/Risk certifications, or interest in pursuing one
Benefits
Comp & perks- Inclusive and accessible candidate experience
- Recruitment accommodations available
- Google Gemini used during interviews for confidential note-taking
- Flexible work arrangements implied by remote workplace and "no matter where you are or how you get the job done"
