Retail Equities Trader

Wells Fargo

. Develop an in-depth understanding of internal order entry platforms, order routing systems, execution venues, and other sources of equity order flow .

Posted 11/4/2026full-timeUnited StatesJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in executing equity and option orders while ensuring regulatory compliance and best execution. Proficient in data analytics to enhance trading systems and operations within a fast-paced environment.

Highest-signal resume keywords

FINRA Series 7 CertificationFINRA Series 63 CertificationTrading Desk Operations KnowledgeOrder Management Platforms ExperienceStrong Analytical Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Equity Order ExecutionOption Order ExecutionData AnalyticsOrder Routing SystemsMarket Data SystemsRegulatory ComplianceRisk AnalysisAttention to DetailMultitasking AbilitiesFinancial Fitness Standards

Soft Skills

Communication SkillsCollaboration SkillsCustomer Service SkillsProblem-Solving SkillsAdaptability

Tools & Technologies

MS OfficeTeamsOutlookWordExcelPowerPointCopilot

Certifications & Qualifications

FINRA Series 57 CertificationState RegistrationSAFE Licensing

Industry Keywords

U.S. Equity MarketsOrder Entry PlatformsExecution VenuesEquity Order FlowTrading-Related Technology

About the role

Key responsibilities & impact

Develop an in-depth understanding of internal order entry platforms, order routing systems, execution venues, and other sources of equity order flow
Execute equity and option orders from financial advisors, internal/external money managers, and self-directed retail clients
Manage client orders efficiently while ensuring best execution and regulatory compliance
Assist the electronic order desk with monitoring and oversight of equity order flow
Review and analyze trading-related technology issues and potential risk events
Communicate and escalate issues to trading desk leadership
Use data analytics to drive system enhancements and efficiencies
Collaborate and consult with trading desk colleagues, managers, and internal partners

Requirements

What you’ll need

2+ years of Trading, Customer Service experience, or equivalent demonstrated through work experience, training, military experience, or education
Successfully completed FINRA Series 7 and Series 63 (or FINRA recognized equivalents) to qualify for immediate registration
FINRA Series 57 (or FINRA recognized equivalents) must be completed within 90 days of hire if not transferable upon hire
Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment
May require state registration, specific product licenses, or SAFE licensing
Must meet enhanced financial fitness and criminal background standards
Successful completion and clearance of a FINRA background check
Must meet ongoing regulatory requirements, additional screening, and incident-reporting requirements
No visa sponsorship available
Knowledge of trading desk operations, order management platforms, market data systems, and U.S. equity markets
MS Office (Teams, Outlook, Word, Excel, PowerPoint) and Copilot experience
Experience collaborating with financial advisors or other investment professionals
Strong analytical skills with attention to detail, accuracy, and multitasking abilities
Ability to work in a fast-paced, deadline-driven environment

Benefits

Comp & perks

Relocation assistance is not available for this position
Equal opportunity employment
Disability accommodation available upon request
Drug-free workplace