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Senior Lead, Exam and Initiatives Management – Global Payments, Liquidity
Wells Fargo. Lead end-to-end management of complex regulatory examinations, reviews, and supervisory interactions .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive experience in leading regulatory examinations and managing complex regulatory matters within financial services, with a strong focus on risk management, compliance, and governance frameworks. Capable of influencing stakeholders and driving execution across cross-functional initiatives while maintaining high standards of quality and accountability.
Highest-signal resume keywords
Regulatory Examination LeadershipRisk Management ExpertiseCross-Functional Initiative ManagementExecutive-Level Communication SkillsGovernance Framework Development
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk ManagementRegulatory ComplianceQuality AssuranceBusiness ControlsGovernance FrameworksExecutive ReportingDecision-Support MaterialsAnalytical Problem-SolvingAudit Findings ResolutionSustainable Outcomes Evidence
Soft Skills
Strategic ThinkingAttention to DetailInfluencing Without AuthorityConstructive ChallengeDriving Accountability
Tools & Technologies
MetricsDashboardsTemplatesJob AidsReporting Tools
Industry Keywords
Financial ServicesPaymentsLiquidity ManagementTreasury ManagementTransaction BankingCompliance PracticesOperational RiskStakeholder EngagementExecutive VisibilityCross-Line-of-Business Initiatives
About the role
Key responsibilities & impact- Lead end-to-end management of complex regulatory examinations, reviews, and supervisory interactions
- Coordinate examination readiness assessments, scopes, requests, responses, meetings, quality reviews, submissions, and follow-up activities
- Serve as primary business advisor and coordination lead for regulator and internal Exam Management interactions
- Lead strategy and resolution of complex regulatory matters, findings, commitments, and emerging risks
- Translate requirements into action plans, governance routines, milestones, evidence standards, and sustainable outcomes
- Direct large-scale, cross-line-of-business projects and strategic initiatives
- Establish structure, clarify accountability, manage interdependencies, and drive execution through completion
- Advise senior leadership on exam posture, regulatory themes, initiative health, execution risks, resource needs, decisions, and escalations
- Build partnerships across GPL and Risk, Compliance, Legal, Audit, Financial Crimes, Operations, Product, Technology, and enterprise program teams
- Support design and enhancement of exam and initiative management frameworks, tools, templates, reporting, governance routines, and job aids
- Evaluate complex information, challenge assumptions, identify gaps and root causes, and develop practical solutions
- Monitor commitments, identify emerging risks and dependencies, and ensure escalation and remediation of material concerns
- Provide functional leadership, coaching, and subject matter expertise without direct people-management responsibility
- Represent the Exam & Initiatives Management Team in senior governance forums and lead high-priority response teams or ad hoc assignments
Requirements
What you’ll need- 7+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through work experience, training, military experience, or education
- Experience in payments, liquidity, treasury management, transaction banking, or related financial services products and operations
- Extensive experience leading regulatory examinations, supervisory interactions, and regulatory response activities within a large, complex financial institution
- Experience resolving significant regulatory matters, audit findings, issues, or remediation programs and producing evidence of sustainable outcomes
- Experience leading large-scale, cross-functional or cross-line-of-business initiatives with complex dependencies, executive visibility, and firm deadlines
- Strong understanding of financial services risk management, regulatory compliance, business controls, governance, and issue management practices
- Experience partnering with executive leaders
- Executive-level written and verbal communication skills
- Ability to communicate complex matters clearly to senior leaders, regulators, and diverse stakeholder groups
- Ability to influence without direct authority, constructively challenge stakeholders, navigate ambiguity, and drive accountability across organizational boundaries
- Strong strategic thinking, analytical, problem-solving, and decision-making capabilities
- Attention to detail and focus on practical execution
- Experience developing governance frameworks, executive reporting, metrics, dashboards, procedures, templates, and decision-support materials
- Ability to manage multiple high-priority matters concurrently while maintaining quality, transparency, and timely escalation
- Experience working effectively with Risk, Compliance, Legal, Audit, Financial Crimes, Operations, Product, and Technology partners
- Ability to work outside standard business hours when required
- Must be willing to work out of Charlotte, NC, Des Moines, IA, or Minneapolis, MN approximately 3 days a week
- This position is not eligible for Visa sponsorship
Benefits
Comp & perks- Health benefits
- 401(k) Plan
- Paid time off
- Disability benefits
- Life insurance, critical illness insurance, and accident insurance
- Parental leave
- Critical caregiving leave
- Discounts and savings
- Commuter benefits
- Tuition reimbursement
- Scholarships for dependent children
- Adoption reimbursement
- Incentive opportunities may be available