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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in internal audit processes, risk management, and regulatory compliance within the banking industry, with a strong focus on developing audit scopes, managing engagements, and communicating findings effectively. Proficient in leading audit teams, mentoring staff, and ensuring adherence to auditing standards and methodologies.
Highest-signal resume keywords
Internal Audit ManagementRisk-Based AuditingRegulatory ComplianceCertified Public Accountant (CPA)Certified Internal Auditor (CIA)
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Audit MethodologiesRisk AssessmentsOperational AuditsBanking RegulationsThird-Party Risk ManagementCOSO Internal Control FrameworkMicrosoft Excel ProficiencyAudit Management SoftwareAnalytical SkillsProblem-Solving Skills
Soft Skills
LeadershipCommunication SkillsCoaching and MentoringProject ManagementTime Management
Tools & Technologies
Microsoft OfficeAudit Management Software
Certifications & Qualifications
Certified Public Accountant (CPA)Certified Internal Auditor (CIA)
Industry Keywords
Banking OperationsDeposit OperationsLoan OperationsTreasury ManagementPayment SystemsVendor ManagementCustomer ServicingEmerging Banking RisksRegulatory ExaminationsEnterprise Risk Management
Tech Stack
Tools & technologiesCyber Security
About the role
Key responsibilities & impact- Supervise and direct Internal Audit staff assigned to operational audits and special projects
- Lead risk-based audits across deposit operations, loan operations, treasury management, payment systems, retail banking operations, vendor management, customer servicing, and regulatory compliance processes
- Develop audit scopes, risk assessments, audit programs, testing strategies, and engagement plans
- Manage audit engagements from planning through reporting while ensuring adherence to standards, timelines, and budgets
- Review audit workpapers, testing results, and reports for accuracy, quality, and compliance with Internal Audit methodology
- Evaluate internal controls, governance processes, and risk management practices
- Identify control deficiencies, root causes, emerging risks, and opportunities to improve operational effectiveness and efficiency
- Prepare and communicate audit findings, recommendations, and observations to management and executive leadership
- Monitor management action plans and validate remediation of audit findings and regulatory issues
- Assist with enterprise-wide risk assessment and development of the Annual Internal Audit Plan
- Support regulatory examinations, external audits, and independent reviews
- Maintain working relationships with management and regulators
- Participate in special investigations, management requests, advisory engagements, and departmental initiatives
- Promote continuous improvement of Internal Audit methodologies, tools, procedures, and reporting practices
- Provide leadership, coaching, mentoring, and technical guidance to audit staff
- Establish performance expectations, conduct performance evaluations, and support employee development and succession planning
- Remain knowledgeable of emerging banking risks, industry trends, regulatory developments, and auditing standards
Requirements
What you’ll need- Bachelor's degree in Accounting, Finance, Business Administration, or a related business field
- Minimum of 7 years of internal audit, risk management, regulatory compliance, or banking operations experience in the banking industry
- Minimum of 2 years of supervisory and/or management experience
- Professional certifications, including Certified Public Accountant (CPA) and/or Certified Internal Auditor (CIA), are highly preferred
- Demonstrated knowledge of auditing standards, audit methodologies, and risk-based auditing techniques
- Knowledge of banking regulations, compliance requirements, and industry best practices applicable to financial institutions
- Experience auditing banking operational functions within the banking industry
- Strong understanding of banking products, services, operational processes, and associated risks
- Familiarity with ACH, Wire Transfer, NACHA, Treasury Management, and payment operations
- Knowledge of deposit operations, loan operations, retail banking operations, and customer servicing functions
- Proficiency in Microsoft Office applications and audit management/workpaper software
- High proficiency with Microsoft Excel
- Understanding of Third-Party Risk Management, vendor oversight, and related regulatory expectations
- Working knowledge of the COSO Internal Control Framework and Enterprise Risk Management principles
- Basic understanding of information technology controls and cybersecurity risks
- Ability to assess operational risks and design effective audit procedures
- Strong analytical, critical thinking, problem-solving, and decision-making skills
- Excellent written and verbal communication skills, including report writing and presentation skills
- Ability to establish credibility and develop effective working relationships across all levels of the organization
- Strong project management, organizational, and time management skills
- Proven ability to supervise, coach, mentor, and develop staff
- Ability to manage multiple priorities and meet deadlines in a fast-paced environment
- Ability to effectively allocate resources and manage audit projects to successful completion
- Demonstrated professionalism, integrity, objectivity, and sound judgment
- Ability to work independently and collaboratively in a team-oriented environment
- Ability to travel within the WSFS Bank footprint in the Greater Philadelphia region as needed
- Presently authorized to work for any employer in the United States and unable to require work visa sponsorship from WSFS Bank now or in the future
Benefits
Comp & perks- Competitive salaries
- Advancement opportunities
- Medical, dental, and vision coverage
- 401(k) plan
- Life, accident, and disability insurance
- Flexible spending accounts (FSAs)
- Health savings accounts (HSAs)
- Wellness programs
- Paid parental leave
- Military leave
- Vacation and other paid time off
- Sick leave in accordance with applicable state laws
- Paid holidays
- Discretionary and formula-based incentive and retention awards for eligible Associates
