Compliance

• Lead audits of loan origination, underwriting, servicing, collections processes, and post-closing activities
• Perform hands-on audit fieldwork, complex process walkthroughs, and control testing
• Review analyst audit workpapers, testing results, and supporting evidence
• Evaluate compliance with regulatory requirements, investor guidelines, and internal policies
• Support remediation tracking and validation activities
• Draft comprehensive audit reports detailing findings, root causes, and practical recommendations
• Monitor and track audit findings and follow up with management on remediation
• Ensure timely and effective execution of the risk-based audit plan for the Loan Operations, Post-Closing, and Compliance pod
• Review quality assurance processes and identify improvement opportunities
• Identify operational, process, and credit-related risks
• Promote continuous improvement and knowledge sharing across the team
• Supervise and develop 4 Internal Audit Analysts
• Provide coaching, training, and performance feedback
• Communicate audit observations and recommendations to the SVP of Internal Audit
• Draft, finalize, and present formal audit reports to the SVP and relevant business stakeholders
• Oversee issue tracking and conduct follow-up reviews to validate corrective actions and clear audit findings

Explore Internal Audit Team Lead – Loan Operations, Post-Closing,… at World Business Lenders, LLC. Review requirements and application details.

Compliance jobs in Asia

Internal Audit Team Lead – Loan Operations, Post-Closing, Compliance