Compliance

• Provide technical compliance support to the Chief Compliance Officer and Waystone Management Company (Lux) S.A. and affiliate entities
• Implement AML/CTF and broader regulatory compliance activities across UCITS Management Company, AIFM, and related regulated activities
• Participate in regulatory projects affecting European Waystone Group entities and work alongside international colleagues
• Execute AML/CTF and compliance monitoring controls according to the annual Compliance Monitoring Programme and AML/CFT Control Plan
• Review and assess AML/KYC documentation, due diligence files, and client-related compliance matters
• Support client onboarding and AML/CTF oversight activities
• Oversee delegated service providers, including Central Administrators, Transfer Agents, Investment Managers, distributors, and other third-party providers
• Assist with compliance reviews, testing, thematic assessments, risk assessments, and internal control testing
• Identify, assess, and escalate compliance, regulatory, and financial crime risks
• Monitor regulatory developments and support implementation of new legal and regulatory requirements
• Draft, review, and maintain compliance policies, procedures, frameworks, registers, and governance documentation
• Prepare management information, dashboards, KPIs, management, Board, committee, annual compliance, AML/CTF, and regulatory reports and filings
• Respond to client, fund, Board, delegate, and regulatory compliance queries
• Maintain compliance records, registers, trackers, action plans, breach logs, complaints registers, and conflicts-of-interest records
• Assist with incident, breach, complaint, and regulatory enquiry management
• Support compliance and AML/CFT training and awareness initiatives

Explore Junior Compliance Officer at Waystone. Review requirements and application details.