Compliance

• Own compliance for Doit Holdings' regulated investment platform in Malaysia, from the registration application through post-launch monitoring.
• Report to the Chief Executive of doit Holdings, with an administrative reporting line to Bjak's Head of Risk and Compliance.
• Build and run the compliance framework, including the monitoring plan, registers, and breach and corrective action process.
• Own risk and compliance content for the registration application, including operational and compliance manuals.
• Support independent validation of risk, compliance, and anti-money laundering controls.
• Maintain the platform rulebook and manage amendments through the Securities Commission's review routes.
• Ensure anti-money laundering monitoring allocation is recorded in every partner agreement and that partner monitoring is evidenced.
• Own conflicts of interest, anti-corruption, whistleblowing, and complaints processes.
• Own regulatory reporting and notifications, including the annual compliance report, audited accounts, periodic compliance audit, and key person, breach, and shareholder notifications.
• Review onboarding flows, product additions, disclosures, and marketing before launch.
• Run compliance training across the team.

Compliance jobs in Malaysia

Compliance Officer