Director

• Serve as a trusted resource for Financial Professionals on business strategy, industry changes, branch office growth, and firm resources
• Plan regular visits to Financial Professional offices and strengthen partnerships with the firm
• Identify Financial Professionals with growth opportunities and partner with internal teams to develop and implement success strategies
• Collaborate with Financial Professionals to shape and communicate new policies, procedures, and services
• Supervise securities activities by reviewing sales activity, correspondence, regulatory documentation, exception reporting, and related supervisory items
• Serve as an escalation contact for OSJ Supervisors, designees, Financial Professionals, and internal partners
• Maintain understanding of company revenue and profitability targets, firm-level goals, industry topics, internal programs, departmental procedures, regulatory requirements, and firm policy
• Leverage data, reporting tools, and responsible technology adoption to identify needs, improve processes, and deliver practical solutions
• Partner with team members across the firm on strategic projects, initiatives, and service improvements
• Interface internally and externally to support common goals and ensure timely communication of priorities and status updates

Explore Regional Director, Supervision at CIR. Review requirements and application details.