Financial Crime

• Detect suspicious financial activity and ensure regulatory compliance
• Lead financial crime investigations, with possible supervision of junior analysts
• Collaborate with clients to manage financial crime risks
• Identify data anomalies and red flags related to money laundering, terrorist financing, fraud, and sanctions violations
• Escalate cases for second-level review as appropriate
• Verify client identities and the nature and purpose of client relationships under KYC procedures
• Perform quality control tasks
• Communicate with clients and analyze production data
• Develop client-specific aids and training materials
• Support analysts with workflow items and administrative tasks
• Submit written work for internal and client quality control review and apply feedback
• Meet designated deadlines and procedures
• Comply with AML requirements, applicable laws, regulations, guidance, company policies, procedures, and client expectations

Senior Financial Crimes Investigator – AML

• Review and monitor transactions to identify potential suspicious activity
• Verify client identities and assess relationships with financial institutions for KYC purposes
• Interpret and implement client-operating policies related to financial data
• Identify anomalies and red flags involving money laundering, terrorist financing, fraud, and sanctions violations
• Escalate cases for second-level review
• Write clear, concise reports summarizing findings and recommendations
• Use basic Excel functions and technology applications for analysis
• Complete tasks within designated timeframes and procedures
• Submit written work products to internal quality control teams and make adjustments based on feedback
• Meet production and quality standards while collaborating with a team
• Ensure compliance with federal and state laws, regulations, company policies, and client AML requirements
• Complete comprehensive company-provided training during the first three weeks

Financial Crimes Investigator, Entry Level

• Review domestic and international wire transactions for potential sanctions concerns
• Analyze sanctions-screening alerts and determine true matches versus false positives
• Perform list comparison analysis against applicable sanctions lists
• Conduct due diligence and research to support alert disposition decisions
• Document investigative findings, rationale, and decisions
• Manage queue-based workflow on a first-in, first-out basis while meeting service-level agreements
• Process multiple alerts and transactions simultaneously while maintaining accuracy
• Escalate complex or high-risk sanctions concerns
• Collaborate with business partners, operations teams, and compliance stakeholders
• Stay current on sanctions regulations, industry trends, and emerging financial crime risks
• Support audit, regulatory examination, and quality-assurance requests
• Contribute to process-improvement initiatives
• Assist with AML and Sanctions Program implementation and oversight
• Support compliance with the Bank Secrecy Act, USA PATRIOT Act, and Sanctions Program requirements
• Update AML and Sanctions policies and procedures
• Identify AML and Sanctions objectives and coordinate compliance monitoring and reporting
• Collect information for compliance reports and customer risk profiles
• Identify issues, recommend corrective action plans, and escalate through governance channels
• Analyze AML and Sanctions risks and internal controls
• Research regulatory developments and help adapt internal controls and policies
• Support business initiatives by identifying and resolving AML and Sanctions compliance risks

Financial Crime jobs in Alabama

Senior Financial Crimes Investigator – AML

Financial Crimes Investigator, Entry Level

Senior AML Sanctions Analyst