Financial Crime

• Detect suspicious financial activity and ensure regulatory compliance
• Lead financial crime investigations and potentially supervise junior analysts
• Collaborate with clients to manage financial crime risks
• Identify data anomalies and red flags related to money laundering, terrorist financing, fraud, and sanctions violations
• Escalate cases for second-level review as appropriate
• Verify client identities and relationship purpose under Know Your Customer (KYC) procedures
• Perform quality control tasks
• Communicate with clients and analyze production data
• Develop client-specific aids and training materials
• Support analysts with workflow items and administrative tasks
• Submit written work for internal and client quality control review and implement feedback
• Meet deadlines and comply with AML requirements, laws, regulations, company policies, procedures, and client expectations

Senior Financial Crimes Investigator, AML

• Analyze documentation tied to completed BSA/AML reviews to ensure reviews and documentation support investigation or analysis dispositions
• Assist the BSA Quality Control Officer with performance, maintenance, and expansion of the bank’s BSA/AML and OFAC Quality Control Program
• Identify, document, and report findings to the BSA QC Officer
• Conduct quality assurance sampling and testing of CTRs, SARs, transaction monitoring alerts, high-risk customer reviews, BSA/AML cases, OFAC alerts, 314a, and 314b
• Review BSA department policies, procedures, and processes for regulatory compliance and risk mitigation
• Provide feedback on QC review results and maintain supporting documentation
• Prepare QC reports and escalate concerns or findings clearly and objectively
• Recommend enhancements to BSA/AML and OFAC policies and procedures
• Manage workflow to deadlines and participate in team meetings
• Assist BSA Management during exams, audits, and remediation of findings
• Perform other assigned tasks and special projects
• Participate in required compliance training and related training programs, meetings, seminars, and conferences
• Promote bank culture and maintain a positive attitude

Financial Crime jobs in South Carolina

Senior Financial Crimes Investigator, AML

BSA/AML and OFAC Quality Control Specialist