Trader

• Engage with Financial Advisors, assistants, and end clients
• Make outbound calls to Advisors regarding trades, corrections, and education
• Develop relationships with third-party market centers and execution platforms
• Collaborate with internal departments including Product, Compliance, Purchase & Sales, Licensing & Registration, and Business Development
• Provide guidance and assistance in all aspects of equity and option trading for best possible execution
• Resolve trade and settlement issues with market centers, exchanges, and back office
• Liaise with third-party money managers, Registered Investment Advisors, and Institutional Traders
• Review and approve large trades for the trading team
• Maintain accountability for trade execution quality and review the blotter daily after close
• Provide support, guidance, and training for junior equity traders
• Handle and resolve escalated calls and issues
• Identify efficiencies and improvements for the trading desk
• Become a subject matter expert across multiple products, including their risks, fees, and differences
• Explain regulatory requirements and LPL Financial policies and ensure compliance

Senior Equity Options Trader

• Support active and sophisticated traders through market activity, securities transactions, and trading-related questions
• Build trusted relationships through inbound client interactions
• Provide education and support to help clients make informed investment decisions
• Explain complex trading and investment concepts clearly
• Identify opportunities to connect clients with trading tools, resources, and solutions aligned with investing needs
• Provide trading support, education, and guidance
• Partner with clients and internal business groups to deliver exceptional experiences and support investors' financial goals

Trader jobs in Arizona

Senior Equity Options Trader

Active Trader Service