Senior Compliance Analyst

Abaxx Technologies

. Implement policies and procedures relating to membership onboarding, member supervision, market surveillance, anti-money laundering and regulatory compliance .

Posted 10/30/2026full-timeSingapore • SingaporeSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in regulatory compliance, market surveillance, and membership onboarding processes, with a strong focus on anti-money laundering and risk management. Proficient in conducting due diligence, compliance training, and liaising with regulatory bodies.

Highest-signal resume keywords

Regulatory ComplianceMarket SurveillanceDue DiligenceTrade SurveillanceSecurities And Futures Act

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance Risk ManagementData AnalysisCompliance TestingRegulatory Developments AnalysisOn-Site Inspections

Soft Skills

Problem-SolvingVerbal CommunicationWritten CommunicationPlanningTeam Collaboration

Industry Keywords

Capital MarketsBrokeragesExchangesClearing HousesMAS

About the role

Key responsibilities & impact

Implement policies and procedures relating to membership onboarding, member supervision, market surveillance, anti-money laundering and regulatory compliance
Conduct due diligence on new membership applicants and prepare membership approval memoranda
Review member submissions and notifications
Carry out periodic on-site inspections of members
Support disciplinary and enforcement processes for the Exchange and Clearing House
Conduct day-to-day reviews of market surveillance alerts
Assist in developing and refining surveillance processes and systems
Monitor Abaxx entities’ compliance with regulatory requirements
Implement compliance risk management processes and policies
Conduct compliance training, provide regulatory compliance advice, perform compliance testing and assurance, and analyze regulatory developments and consultations
Liaise with MAS and collaborate with internal and external stakeholders
Perform other tasks assigned by the Chief Regulatory Officer

Requirements

What you’ll need

Degree in Finance, Accountancy, Business or a related discipline
Minimum 3-5 years of relevant work experience, preferably in the capital markets space and/or general familiarity with the operations of brokerages, exchanges and clearing houses
Prior experience in trade surveillance, member supervision or general compliance will be advantageous
Familiarity with the Securities and Futures Act and related regulatory requirements issued by MAS
Strong problem-solving, data analysis, verbal and written communication, planning and presentation skills
Strong team player who works well in cross-functional teams and is willing to develop good working relationships with internal and external stakeholders