Abaxx Technologies

Compliance

• Implement policies and procedures relating to membership onboarding, member supervision, market surveillance, anti-money laundering and regulatory compliance
• Conduct due diligence on new membership applicants and prepare membership approval memoranda
• Review member submissions and notifications
• Carry out periodic on-site inspections of members
• Support disciplinary and enforcement processes for the Exchange and Clearing House
• Conduct day-to-day reviews of market surveillance alerts
• Assist in developing and refining surveillance processes and systems
• Monitor Abaxx entities’ compliance with regulatory requirements
• Implement compliance risk management processes and policies
• Conduct compliance training, provide regulatory compliance advice, perform compliance testing and assurance, and analyze regulatory developments and consultations
• Liaise with MAS and collaborate with internal and external stakeholders
• Perform other tasks assigned by the Chief Regulatory Officer

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Senior Compliance Analyst