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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in legal support for financial products, with a focus on regulatory compliance, product counseling, and cross-jurisdictional legal frameworks. Proven ability to translate complex legal requirements into actionable product strategies and build collaborative relationships across diverse teams.
Highest-signal resume keywords
JD Or Equivalent Law DegreeActive Bar Membership7+ Years Post-Qualification Legal ExperienceRegulatory Advisory ExperienceWealth Management Product Experience
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Legal SupportRegulatory ComplianceProduct CounselingInvestment Products AdvisoryCross-Jurisdictional Legal WorkstreamsLegal Playbook DevelopmentProduct Governance ProcessesMarket Expansion SupportCustomer DisclosuresLicensing Advisory
Soft Skills
Stakeholder ManagementCommunication SkillsCuriosityProblem-SolvingRelationship Building
Certifications & Qualifications
Active Bar Membership
Industry Keywords
Financial ServicesWealth ManagementInvestment ManagementBroker-DealerCustodial RelationshipsSecuritiesFINRARegulated PartnersInvestment-Adviser FrameworksRegulatory Frameworks
About the role
Key responsibilities & impact- Own legal support for the global Yield Product team from product design and ideation through launch, market expansion, and ongoing product changes
- Advise on legal and regulatory requirements for launching Yield or equivalent products in new jurisdictions
- Work with local regulatory colleagues and external counsel
- Translate cross-jurisdictional requirements into product requirements, customer terms, disclosures, and launch-readiness materials
- Build relationships with Product, Regulatory Legal, Regulatory Compliance, Licensing, Risk, Product Marketing, Operations, and regulated partners
- Serve as the go-to legal expert on how Yield works and can grow responsibly
- Develop scalable legal playbooks, launch checklists, governance processes, and repeatable approaches
- Coordinate advice across the United States, Canada, Singapore, Australia, Europe, and other relevant markets
- Partner across jurisdictions and time zones, including with colleagues and product leaders in Australia
Requirements
What you’ll need- A JD or equivalent law degree
- Active bar membership in at least one U.S. jurisdiction
- 7+ years of post-qualification legal experience
- Experience at a top-tier law firm or in a comparable financial-services legal environment
- Experience advising on investment products, wealth management, investment management, broker-dealer arrangements, custodial relationships, investment-management structures, or related customer disclosures and documentation
- Strong regulatory advisory and product counselling experience
- Meaningful experience advising on wealth-management products
- Experience advising on licensing or establishment of investment services
- Experience with a U.S. broker-dealer or FINRA-regulated service, product, or equivalent arrangement ideally
- Ability to translate legal and regulatory requirements into practical commercial solutions
- Strong stakeholder-management and communication skills
- Ability to manage complex, cross-jurisdictional legal workstreams and competing demands
- Curiosity and willingness to understand unfamiliar regulatory frameworks, markets, and customer needs
- In-house legal experience in fintech, financial services, wealth management, asset management, securities, brokerage, or another regulated financial-services environment preferred
- Experience with banks, broker-dealers, custodians, investment managers, or other regulated partners preferred
- Experience across securities, investment-adviser, investor-protection, fiduciary, suitability, or equivalent regulatory frameworks in multiple jurisdictions preferred
- Experience building legal playbooks, product-governance processes, launch checklists, or efficiency tools preferred
- Experience supporting product launches or market expansion across multiple jurisdictions preferred
- Comfort operating in a fast-moving, product-led environment preferred
Benefits
Comp & perks- Equity
- Bonus
- Medical insurance
- Dental insurance
- Vision insurance
- 401(k) plan
- Short-term disability
- Long-term disability
- Basic life insurance
- Well-being benefits
- 20 paid days of vacation
- 12 paid days of company holidays
- Statutory minimum paid annual leave and public holidays
