Financial Brokerage Specialist

Alight Solutions

. Help customers select the most appropriate provider for After Tax Brokerage Accounts .

Posted 9/23/2026full-timeRemote • North Carolina • United StatesMid-LevelSenior💰 $48,000 - $58,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in financial industry practices, particularly in After Tax Brokerage Accounts and retirement funding concepts. Proficient in utilizing data-driven approaches to educate and influence customers while fostering effective communication and teamwork within client teams.

Highest-signal resume keywords

FINRA SIE CertificationFINRA Series 6 LicenseFINRA Series 63 LicenseFinancial Industry ExperienceKnowledge of Securities Industry

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

After Tax Brokerage AccountsQualified Plan DistributionsIRA Types IdentificationInvestment Choices GuidanceTroubleshootingResearch SkillsData UtilizationConceptual Thinking

Soft Skills

Rapport-BuildingInterpersonal SkillsTeamworkListening SkillsCommunication Skills

Tools & Technologies

PFC 529 Website

Certifications & Qualifications

FINRA SIE CertificationFINRA Series 6 LicenseFINRA Series 63 License

Industry Keywords

Securities IndustryBrokerage InvestingRetirement Funding ConceptsEducation Funding ConceptsDefined Contribution Client Teams

About the role

Key responsibilities & impact

Help customers select the most appropriate provider for After Tax Brokerage Accounts
Provide information and guidance about qualified plan distributions, loans, investment choices, and plan rules
Identify appropriate IRA types and communicate recommendations effectively
Navigate the internal PFC 529 website to retrieve college savings plan information
Build a knowledge base and communicate the advisor relationship to employees
Handle customer and support interactions
Work independently to troubleshoot, research issues, and develop solutions
Educate callers on retirement and education funding concepts
Collaborate with Call Center and Defined Contribution Client Teams to achieve goals

Requirements

What you’ll need

5 years financial industry experience
Possess the FINRA SIE certification
Able to obtain FINRA Series 6 License and 63 License within 6 months of employment
Knowledge of the securities industry, brokerage investing, and company services
Ability to utilize conceptual thinking to identify patterns, apply concepts, and clarify complex information
Ability to educate callers on complex retirement and education funding concepts
Ability to listen to customers and understand articulated and unarticulated needs
Rapport-building and interpersonal skills
Teamwork skills to engage colleagues within the Call Center and Defined Contribution Client Teams
Ability to use data to persuade and influence customers objectively
Ability to ask relevant probing questions to assess customer needs
Work authorization in the United States without requiring current or future visa sponsorship
Successful completion of a background check

Benefits

Comp & perks

Health, dental and vision coverages starting Day One
Wellbeing programs
Retirement plans with contribution matching
Generous time off
Parental leave
Continuing education
Career growth opportunities
Flexible working arrangements wherever possible
Occasional travel to physical office locations may be required
Comprehensive benefits package
Competitive total rewards package
Continuing education and training