Regulatory Compliance Manager

Allica Bank

. Provide independent 2LOD oversight, advice and challenge over compliance with FCA, PSR, FSCS and other relevant regulatory obligations, including PRA requirements with 2LOD Financial Risk teams where applicable .

Posted 9/21/2026full-timeLondon • United KingdomMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive knowledge of UK banking regulatory compliance, particularly with FCA and PRA requirements, and the ability to translate regulatory obligations into practical controls and governance frameworks. Proficient in producing actionable compliance management information and overseeing regulatory reporting and breach management processes.

Highest-signal resume keywords

UK Banking Regulatory Compliance ExperienceFCA And PRA KnowledgeRegulatory Reporting GovernanceCompliance Monitoring Plan DevelopmentStrong Written And Verbal Communication Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory Compliance Framework DevelopmentRegulatory Change Process ManagementObligations Inventory MaintenanceBreach ManagementImpact Assessment And Gap AnalysisRegulatory Engagement ProcessesFinancial Promotions ReviewRoot-Cause AnalysisData Lineage OversightRegulatory Training Development

Soft Skills

Strong JudgementAbility To Challenge Senior StakeholdersPractical And Disciplined Approach

Tools & Technologies

AI-Enabled ToolsCompliance MI ToolsMonitoring OutputsAudit Findings Analysis

Industry Keywords

FCAPRASMCRFSCSSYSCSUPPRINBCOBSFITPERG

About the role

Key responsibilities & impact

Provide independent 2LOD oversight, advice and challenge over compliance with FCA, PSR, FSCS and other relevant regulatory obligations, including PRA requirements with 2LOD Financial Risk teams where applicable
Maintain and develop the regulatory compliance framework, obligations inventory, regulatory change process, perimeter and permissions oversight, regulatory reporting oversight, breach and notification framework, SMCR governance support, regulatory engagement processes and compliance MI
Support, advise, monitor, challenge and escalate matters to the CCO/SMF16 and relevant governance forums
Map regulatory requirements to accountable owners, policies, controls, MI, assurance and evidence
Support perimeter and permissions assessments for new products, business changes, partnerships, customer segments, distribution models, countries of operation and structural changes
Own or support regulatory change and horizon scanning, including impact assessment, gap analysis, implementation oversight and governance reporting
Review and challenge new product papers, product compliance checklists, financial promotions, product information and rule applicability
Oversee regulatory reporting governance, including ownership, processes, controls, data lineage, sign-off, timeliness and breach escalation
Oversee regulatory breach management, including materiality assessment, root-cause challenge, remediation tracking, notification consideration and closure evidence
Support regulatory engagement and commitments, including supervisory correspondence, information requests, regulatory meetings, Dear CEO/portfolio letters and senior management updates
Maintain compliance policies, standards, practical 1LOD guidance and regulatory training
Support HR on SMCR, FIT and accountability governance
Provide 2LOD oversight of FSCS/depositor protection obligations, including disclosure, eligibility, Single Customer View, exclusions view and testing evidence
Produce actionable compliance MI for senior management, ExCo, Board committees and relevant governance forums
Maintain oversight of other regulatory compliance requirements as needed

Requirements

What you’ll need

Strong UK banking regulatory compliance experience, ideally in a dual-regulated bank, building society, SME lender, payment services environment or comparable regulated financial services business
Detailed working knowledge of FCA and PRA expectations relevant to a UK business bank, including SYSC, SUP, PRIN, BCOBS, FIT, PERG, SMCR, regulatory reporting, payments regulation and FSCS/depositor protection
PROD/ESG knowledge is desirable where applicable to the Bank's product set
Ability to interpret regulatory requirements and translate them into practical controls, evidence standards, committee papers and business guidance
Comfortable using MI, KRIs, breach data, monitoring outputs and audit findings to identify trends and drive remediation
Comfortable using and building AI-enabled tools safely and pragmatically, with attention to data quality, governance, explainability, validation and human judgement
Experience building or maintaining an obligations inventory, regulatory change process, compliance monitoring plan, breach/notification process and senior governance MI
Strong written and verbal communication skills, including producing concise, risk-based CCO and committee-level reports and root-cause analysis
Able to challenge senior stakeholders while preserving the distinction between 2LOD oversight and 1LOD ownership
Strong judgement on when to escalate and when to seek specialist input
Practical, disciplined and comfortable operating in a scaling bank
Applicants must reside in the UK; the application form states that only applicants from the UK can be accepted
Candidates must address whether they require sponsorship to work in the UK

Benefits

Comp & perks

Full onboarding support and continued development opportunities
Options for flexible working
Regular social activities
Pension contributions
Discretionary bonus scheme
Private health cover
Life assurance
Family friendly policies including enhanced Maternity & Paternity leave