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Broker-Dealer Operations Specialist, Japanese Language Required
Alpaca. Manage end-to-end back-office operations for Japanese equity trading, including post-trade processing, clearing and settlement, delivery of securities and funds, deposits and withdrawals, and position and cash reconciliation .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in managing Japanese equity back-office operations, including post-trade processing, clearing and settlement, and corporate actions, while ensuring compliance with regulatory requirements and effective communication in both Japanese and English.
Highest-signal resume keywords
Japanese Equity Back-Office OperationsPost-Trade ProcessingClearing And SettlementCorporate Actions ManagementBusiness-Level Proficiency In Japanese And English
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Post-Trade ProcessingClearing And SettlementCash And Position ManagementSecurities AccountingCustomer Account ManagementSegregation Of Customer AssetsRegulatory ReportingStatutory Books And RecordsOperational Efficiency ImprovementKnowledge Of NISA And Specified Brokerage Accounts
Soft Skills
InitiativeStakeholder CollaborationMultitaskingProblem-Solving
Certifications & Qualifications
JSDA Internal Control Manager Qualification
Industry Keywords
Japanese Securities MarketJapan Securities Depository Center (JASDEC)Middle And Back-Office ExperienceFast-Paced Environment ExperienceStartup Experience
About the role
Key responsibilities & impact- Manage end-to-end back-office operations for Japanese equity trading, including post-trade processing, clearing and settlement, delivery of securities and funds, deposits and withdrawals, and position and cash reconciliation
- Manage customer account opening and ongoing account administration
- Oversee segregation of customer assets and prepare or review statutory books and records, customer statements, and regulatory reports
- Manage corporate actions, including dividends, stock splits, and shareholder benefits, as well as related tax and withholding operations
- Coordinate with counterparties, clearing and settlement institutions, custodians, and other external stakeholders
- Handle and escalate operational issues, exceptions, and trade discrepancies
- Establish and improve operational processes, procedures, and internal control frameworks
- Communicate in English with global teams, including teams based in the United States
Requirements
What you’ll need- At least three years of hands-on experience in Japanese equity back-office operations at a securities firm
- Practical knowledge of post-trade processing, clearing and settlement, cash and position management, securities accounting, customer accounts, segregation of customer assets, and corporate actions
- Understanding of the Japanese securities market and its clearing and settlement framework, including the Japan Securities Depository Center (JASDEC)
- Practical experience with, or knowledge of, statutory books and records and regulatory reporting
- Business-level proficiency in both Japanese and English
- English proficiency sufficient for business communications by email and chat, reviewing documents, and participating in meetings
- Ability to manage multiple responsibilities accurately, take initiative, and work effectively with relevant stakeholders
- JSDA Internal Control Manager qualification preferred
- Knowledge of Japan-specific account structures and tax regimes, including NISA and specified brokerage accounts preferred
- Middle and back-office experience with Japanese and foreign equities preferred
- Experience launching new services or establishing and improving operational frameworks preferred
- Experience working in a startup or other fast-paced environment preferred
- Experience improving operational efficiency, including through system changes preferred
Benefits
Comp & perks- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card