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Compliance Analyst
AlphaSense. Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in reviewing and analyzing expert call transcripts for compliance with legal and regulatory standards, while maintaining meticulous attention to detail and effective communication in a fast-paced environment.
Highest-signal resume keywords
Research And AnalysisAttention To DetailProofreading And DraftingTime ManagementCompliance Review
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Due Diligence ReviewRegulatory ResearchData TrackingDocument ViolationsFinancial Report Analysis
Soft Skills
Organizational SkillsAdaptabilityCommunication Skills
Industry Keywords
Material Nonpublic InformationConfidential InformationTegus Sourcing GuidelinesInternal ProtocolsIndustry Standards
About the role
Key responsibilities & impact- Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards
- Complete due diligence review of each call, document violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary
- Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine whether information exists in the public domain
- Proactively manage internal and external communications in a fast-paced, time-sensitive environment
- Input, track, and maintain accurate data on processes, transcripts, and workflows
- Identify opportunities to improve operational efficiency
Requirements
What you’ll need- Able to work from 2pm-10pm Pacific Time
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required
- Strong transferrable skills such as research and analysis
- Acute attention to detail and strong reading comprehension
- Proofreading, drafting, and investigative/research experience
- Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently
- Ability to adapt quickly to changing priorities and contribute to innovative solutions
Benefits
Comp & perks- Performance-based bonus
- Equity
- Generous benefits program
- Equal employment opportunity
- Reasonable accommodation for qualified employees with protected disabilities
- AlphaSense never asks candidates to pay for job applications, equipment, or training