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Vice President, Compliance
American Express. Serve as the single point of contact for all Compliance matters pertaining to Amex Bank of Canada, the Canada market, and Canada legal entities .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive expertise in regulatory compliance within the Canadian financial services sector, particularly in anti-money laundering and payment institutions. Proven ability to build relationships with regulators and senior management while providing strategic compliance advice and oversight.
Highest-signal resume keywords
Regulatory Compliance ExpertiseAnti-Money Laundering ExperienceStrong Leadership SkillsFluency in Complex Matrix EnvironmentsStrong Communication Skills
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ComplianceAnti-Money LaunderingPayment Institutions KnowledgeCompliance Risk ManagementRegulatory Examination CoordinationGovernance and Controls OversightBusiness Activity ReviewFramework EnhancementsCompliance Incident ManagementStrategic Compliance Advice
Soft Skills
Influencing SkillsRelationship BuildingCollaborationNegotiation SkillsAbility to Handle Multiple Priorities
Certifications & Qualifications
CAMS CertificationCompliance/AML Diploma
Industry Keywords
Financial ServicesPayments IndustryCanadian RegulationsCompliance StrategyRegulatory AgenciesCanada MarketLegal Entity ComplianceConsumer Products ComplianceSupervisory AgenciesInternal Audit
About the role
Key responsibilities & impact- Serve as the single point of contact for all Compliance matters pertaining to Amex Bank of Canada, the Canada market, and Canada legal entities
- Act as the key contact point for Canadian regulators
- Serve on the Canada Country Executive Team as Legal Entity Compliance Officer and as a member of the International Compliance Leadership team
- Oversee, direct, and support regulatory compliance risks in Canada for American Express consumer products and services
- Perform or oversee functions including Chief Anti Money Laundering Officer, Chief Privacy Officer, Chief Complaints Officer, and Chief Regulatory Affairs Officer
- Drive the Compliance strategy and act as the single compliance voice for the Canada market
- Undertake role requirements and registrations of the Legal Entity Compliance Officer for Canadian entities
- Manage relationships with supervisory and regulatory agencies
- Provide strategic compliance advice and assurance to market-level committees
- Advise the business on compliance matters, including regulatory implications of products, services, and processes; compliance incidents and gaps; framework enhancements; and business activity review and approval
- Build relationships with senior business leaders, the General Counsel’s Organisation, Business Unit Control Managers, and Internal Audit Group
- Provide independent oversight and challenge to Business Units regarding governance, controls, and approval processes
- Partner with the General Counsel’s Organisation to identify legislative, regulatory, and business changes with compliance implications
- Coordinate and manage supervisory and regulatory examinations and audits
- Report to senior management, Board members, and local authorities on monitoring and testing, compliance risks and indicators, and escalated issues and incidents
Requirements
What you’ll need- Significant financial services Compliance and anti-money laundering experience related to Canada Cards / Payments industry
- Deep knowledge of Canada requirements for Payment Institutions, for both issuing and acquiring business
- Strong expertise interacting with local regulators/national authorities
- Strong networking in the Canada payment/financial/banking community
- Strong knowledge of local regulations
- Strong influencing skills in a complex/matrix organization
- Strong leadership skills and ability to work effectively with very senior American Express management
- Fluency leveraging a complex matrix environment to negotiate with key stakeholders
- Demonstrated ability to handle multiple priorities in a dynamic environment
- Ability to collaborate and build strong relationships within global and regional Compliance organizations and with key stakeholders
- Strong communication skills to represent the company in discussions with regulators
- Strong management skills to lead, motivate and manage direct and indirect reports
- Graduate and/or relevant professional qualification preferred; Law or Economics Degree, Compliance/AML Diploma, or CAMS Certification advantageous
- Job location: Canada
- Successful completion of a background verification check
Benefits
Comp & perks- Background verification check as a condition of employment, subject to applicable laws and regulations
- Hybrid work arrangement