Compliance Testing Data Analyst

Aqua Finance, Inc.

. Support the Compliance Testing and Monitoring program through data analysis, population identification and validation, sampling support, testing workbook preparation, results aggregation, and exception analysis .

Posted 9/28/2026full-timeUnited StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance testing and monitoring within financial services, utilizing advanced data analytics and reporting skills to identify trends and anomalies. Proficient in developing automated solutions and maintaining accurate documentation to support compliance objectives.

Highest-signal resume keywords

Compliance TestingData AnalysisAdvanced Excel SkillsRisk ManagementFinancial Services Operations

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Data ReconciliationTrend AnalysisException AnalysisTesting MethodologiesAutomated Reporting SolutionsMetrics PreparationDashboard DevelopmentSampling SupportRoot Cause AnalysisDocumentation Management

Soft Skills

Analytical SkillsOrganizational SkillsAttention to DetailCollaborationSound Judgment

Tools & Technologies

GRC ToolsSharePointExcel Workbooks

Industry Keywords

ComplianceFinancial ServicesAudit SupportMonitoringData Quality

About the role

Key responsibilities & impact

Support the Compliance Testing and Monitoring program through data analysis, population identification and validation, sampling support, testing workbook preparation, results aggregation, and exception analysis
Collect, validate, reconcile, and analyze data from internal systems, business reports, GRC tools, SharePoint, Excel workbooks, and other approved sources
Develop, maintain, document, and enhance compliance testing methodologies and analytics routines
Maintain testing data files, dashboards, metrics, reports, trackers, and recurring monitoring routines
Develop and enhance automated and semi-automated testing, monitoring, and reporting solutions
Analyze large data populations to identify trends, outliers, anomalies, potential exceptions, repeat issues, control weaknesses, and emerging compliance risks
Support risk-based testing, including data requirements, population identification, sample selection, and data validation
Prepare testing results summaries, exception reports, trend analyses, dashboards, metrics, and management reporting
Prepare and maintain accurate, complete, organized, and independently reviewable testing workpapers and supporting documentation
Assist with data preparation, exception validation, evidence gathering, issue documentation, root cause analysis, remediation validation, and retesting
Maintain testing schedules, trackers, reporting inventories, issue logs, action item logs, and documentation repositories
Partner with Compliance, Legal, Risk, Audit, IT, Data, and Business Unit stakeholders
Support reporting and data requests for senior management, committees, bank partners, auditors, examiners, regulators, and other oversight stakeholders
Improve testing efficiency, reporting consistency, data quality, automation, monitoring routines, documentation, and process repeatability
Support special projects and perform other duties as assigned

Requirements

What you’ll need

Bachelor’s degree in related field, or commensurate work experience, required
5 years of experience supporting compliance within financial services required
8 years of experience in data analytics, compliance testing, monitoring, audit support, risk management, financial services operations, or a related analytical role preferred
Experience analyzing and reconciling large data populations, identifying trends and anomalies, and preparing accurate reporting required
Advanced Excel skills required
Strong analytical, organizational, and attention-to-detail skills
Ability to translate testing objectives into data requirements, analyze results, prepare clear reporting, and maintain accurate and independently reviewable documentation
Ability to collaborate effectively across Compliance, Legal, IT, Data, and Business Unit stakeholders
Sound judgment, discretion, professionalism, and ability to handle confidential information
Ability to sit for long periods and work on a computer 90% of the time
May occasionally lift, push, or pull up to 20 pounds