Aqua Finance, Inc.

Data Analyst

• Support the Compliance Testing and Monitoring program through data analysis, population identification and validation, sampling support, testing workbook preparation, results aggregation, and exception analysis
• Collect, validate, reconcile, and analyze data from internal systems, business reports, GRC tools, SharePoint, Excel workbooks, and other approved sources
• Develop, maintain, document, and enhance compliance testing methodologies and analytics routines
• Maintain testing data files, dashboards, metrics, reports, trackers, and recurring monitoring routines
• Develop and enhance automated and semi-automated testing, monitoring, and reporting solutions
• Analyze large data populations to identify trends, outliers, anomalies, potential exceptions, repeat issues, control weaknesses, and emerging compliance risks
• Support risk-based testing, including data requirements, population identification, sample selection, and data validation
• Prepare testing results summaries, exception reports, trend analyses, dashboards, metrics, and management reporting
• Prepare and maintain accurate, complete, organized, and independently reviewable testing workpapers and supporting documentation
• Assist with data preparation, exception validation, evidence gathering, issue documentation, root cause analysis, remediation validation, and retesting
• Maintain testing schedules, trackers, reporting inventories, issue logs, action item logs, and documentation repositories
• Partner with Compliance, Legal, Risk, Audit, IT, Data, and Business Unit stakeholders
• Support reporting and data requests for senior management, committees, bank partners, auditors, examiners, regulators, and other oversight stakeholders
• Improve testing efficiency, reporting consistency, data quality, automation, monitoring routines, documentation, and process repeatability
• Support special projects and perform other duties as assigned

Compliance Testing Data Analyst