Risk Manager

Atomic Invest

. Identify, measure, and manage risk across Atomic's regulated entities, including a FINRA-registered broker-dealer and SEC-registered investment adviser .

Posted 10/26/2026full-timeRemote • United StatesJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in risk management and internal controls within regulated environments, focusing on broker-dealer financial risks and compliance with SEC and FINRA regulations. Proficient in developing risk frameworks, key risk indicators, and maintaining risk registers while collaborating across teams.

Highest-signal resume keywords

Risk ManagementBroker-Dealer Financial Responsibility RulesKey Risk Indicators (KRIs)Regulatory ComplianceAnalytical Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk AssessmentFinancial Risk MonitoringControl Design and TestingIncident ManagementOperational Risk UnderstandingLiquidity Risk ConceptsCredit Risk ConceptsEnterprise Risk Framework DevelopmentRisk and Control Matrix MaintenanceReg ATS Obligations

Soft Skills

Analytical SkillsBuilder MindsetCross-Team Collaboration

Tools & Technologies

ExcelNetSuiteERP Systems

Certifications & Qualifications

FRMCPACIACRCM

Industry Keywords

FintechBankingBrokerageRIAFINRASECRisk AppetiteBusiness Continuity PlanRegulatory ExaminationsAudit Experience

Tech Stack

Tools & technologies

ERP

About the role

Key responsibilities & impact

Identify, measure, and manage risk across Atomic's regulated entities, including a FINRA-registered broker-dealer and SEC-registered investment adviser
Build the risk management function, including the enterprise risk framework, risk appetite, and policies
Focus initially and primarily on the broker-dealer entity
Monitor broker-dealer financial risks, including net capital, liquidity, and clearing-related exposures
Assess and monitor bank and counterparty risk using risk ratings, KRIs, and re-review triggers
Run periodic enterprise risk assessments and maintain the risk register
Build and maintain a risk and control matrix across all entities
Design preventive and detective controls with process owners and test design and operating effectiveness
Develop key risk indicators (KRIs)
Own the central incident and issue log, lead root-cause analysis, track remediation, and escalate potential reportable events
Review new products, entities, and markets for risk before launch and recommend controls
Build controls for planned self-clearing and ATS business lines, including reserve computations, daily net capital monitoring, possession and control, reconciliations, and Reg ATS obligations
Provide control evidence for FINRA's review
Prepare risk reporting for senior management and the Risk Committee
Support audits and regulatory examinations
Maintain the business continuity plan under FINRA Rule 4370 and run tabletop exercises with Technology
Partner with finance, compliance, legal, operations, and engineering leadership

Requirements

What you’ll need

2–5 years of experience in risk management, internal controls, or a related function
Experience in fintech, banking, brokerage, or RIA environments
Hands-on, builder mindset; comfortable in a small firm and focused on fixing issues with teams
Working knowledge of broker-dealer financial responsibility rules, including SEC net capital and customer protection rules
Understanding of operational, credit/counterparty, and liquidity risk concepts
Strong analytical skills
Proficiency in Excel or similar tools
Advanced-level English for cross-team collaboration
Candidates must be based in the US or LATAM in the Americas Timezone (GMT-3 to GMT-8)
Experience with NetSuite or another ERP is helpful
External or internal audit experience, regulatory agency experience, or professional certification such as FRM, CPA, CIA, or CRCM are nice to have

Benefits

Comp & perks

Remote-first company and fully remote role
Opportunity to make a lasting impact at a fast-growing, mission-driven company
Direct access to the company's Risk Committee
Opportunity to build the risk management function from the ground up
Professional certification such as FRM, CPA, CIA, or CRCM mentioned as a nice-to-have qualification