Attivo

Manager

• Lead the ongoing management and development of the firm's SMCR framework
• Maintain Senior Managers' Statements of Responsibilities and the Responsibilities Map
• Manage annual Fitness & Propriety assessments and attestations for Senior Managers
• Support Senior Managers in evidencing accountability and reasonable steps under SMCR and Consumer Duty
• Coordinate FCA applications, approvals and permissions relating to Senior Managers, Certified Individuals and Non-Executive Directors
• Deliver SMCR and Conduct Rules training across the business
• Manage the Conduct Rules breach framework, including investigations, escalation and regulatory reporting
• Conduct reviews of Training & Competency activity to ensure compliance and accuracy
• Produce SMCR management information, committee reports and thematic analysis
• Support governance, regulatory change and wider risk management initiatives
• Build effective relationships with stakeholders across the Group to promote a culture of accountability and good conduct
• Undertake ad-hoc project work in line with business requirements and management direction

SMCR Manager