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Sessional Ombudsman, Investment & Advice
Australian Financial Complaints Authority. Resolve complex Investment & Advice disputes and complaints .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates strong legal qualifications and senior executive experience in the Investment & Advice sector, with a proven ability to resolve complex disputes and mentor junior staff. Possesses high-level analytical, written, and verbal skills to effectively communicate decisions and manage a busy caseload.
Highest-signal resume keywords
Legal QualificationsInvestment & Advice Sector ExperienceDispute Resolution ExpertiseAnalytical SkillsCoaching and Mentoring
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Dispute ResolutionFinancial PlanningStockbrokingManaged FundsCryptocurrencyDerivativesTribunal ExperienceEDR SchemesRegulatory AgenciesPrivate Practice
Soft Skills
Strong ResilienceExcellent Relationship BuildingHigh-Level Verbal CommunicationAbility to Simplify Complex Concepts
Industry Keywords
Investment & AdviceConsumer StakeholdersRegulatory CompliancePublic ScrutinySenior Executive Experience
About the role
Key responsibilities & impact- Resolve complex Investment & Advice disputes and complaints
- Contribute to fair and timely dispute resolution
- Work closely with regulatory, industry, and consumer stakeholders on issues affecting the investment and advice sector
- Apply judgement, experience, and leadership to strengthen sector outcomes and standards
- Explain decisions verbally to firms and complainants
- Coach and mentor junior staff
- Manage complex issues and a busy caseload
- Participate in engagements ranging from one day a week for several months to a few days per month or longer-term arrangements
- Work as part of AFCA’s pool of skilled dispute-resolution professionals
Requirements
What you’ll need- Legal qualifications with senior executive experience
- Experience in financial planning, stockbroking, managed funds, cryptocurrency, or derivatives
- Knowledge in at least one relevant Investment & Advice area; knowledge of multiple areas highly desirable
- Experience in tribunals, EDR schemes, regulatory agencies, related business entities, or private practice
- Strong analytical skills to manage complex issues and a busy caseload
- High-level written and verbal skills
- Ability to explain complex concepts simply
- Ability to verbally explain decisions to firms and complainants
- Ability to coach and mentor junior staff
- Strong resilience and focus to handle challenges and public scrutiny
- Excellent skills to build positive relationships
- Senior, legally qualified professional with deep Investment & Advice sector experience and a proven record of achievement
- Applicants must be willing and able to undertake a Board-appointed, fixed-term position for three years
Benefits
Comp & perks- Flexible work options
- Thoughtful benefits
- Opportunities to deepen expertise
- Inclusive, caring culture
- Access to AFCA’s resources, specialist teams, and ongoing support
- Flexible, per-engagement work arrangements
- Hybrid working
- State-of-the-art offices designed for collaboration and wellbeing
- Accredited Family Friendly Workplace supporting work-life balance and inclusivity
- LGBTQ+ workplace inclusion
- AFCA is committed to responding to every applicant