Compliance Technology Program Lead

Block

. Use AI agents, including Claude and similar LLM-based tools, to automate oversight, monitoring, and documentation work .

Posted 11/4/2026full-timeRemote • California • United StatesSenior💰 $142,600 - $257,600 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance technology within regulated financial institutions, focusing on AI-driven solutions for model governance, performance monitoring, and risk assessment. Proficient in leveraging modern AI tools and blockchain analytics to enhance operational processes and ensure regulatory compliance.

Highest-signal resume keywords

Compliance Technology ExperienceAI Tools ProficiencyModel Performance MonitoringBlockchain Analytics FamiliarityCross-Functional Initiative Leadership

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

AI Agent DevelopmentPrompt EngineeringMachine Learning ModelsHeuristic ModelsData Quality MonitoringModel ValidationStatistical AnalysisRisk ScoringThreshold TuningPerformance Reporting

Soft Skills

Effective ChallengeCollaborationCommunication

Tools & Technologies

ClaudeGPTChainalysisTRM LabsReal-Time Dashboards

Industry Keywords

Regulated Financial InstitutionsBSA/AML ComplianceModel Governance FrameworksSR 11-7OCC 2011-12Transaction MonitoringSanctions ScreeningCustomer Risk ScoringVirtual CurrenciesData Analytics

About the role

Key responsibilities & impact

Use AI agents, including Claude and similar LLM-based tools, to automate oversight, monitoring, and documentation work
Draft requirements, exam-ready documentation, data quality monitoring, and ongoing model performance reporting
Design human-in-the-loop checkpoints for defensible automated outputs
Establish and maintain model and data governance frameworks aligned with SR 11-7, SR 26-2, and OCC 2011-12
Provide effective challenge throughout the model development lifecycle
Partner with BSA/AML Policy, Machine Learning, Engineering, and CAX teams
Design and develop real-time dashboards monitoring model health, input data, and performance
Set standards for threshold tuning and Below the Line testing controls
Establish triggers for identifying model degradation and requirements for tuning or deprecation
Oversee Transaction Monitoring models, heuristic and rules-based detection logic, thresholds, and alert data pipelines
Oversee blockchain analytics and screening tools including TRM and Chainalysis
Oversee Sanctions Screening models, list management, fuzzy-match tuning, and false-positive reduction
Oversee Customer Risk Scoring models, segmentation logic, recalibration, and risk-driver challenge
Oversee AI-driven case-resolution models to ensure explainable, auditable, and regulator-defensible decisions

Requirements

What you’ll need

7+ years of experience in compliance technology at regulated financial institutions, or as a consultant working with FIs
Hands-on experience building with modern AI tools, including Claude, GPT, or comparable LLM-based agents
Experience with prompt engineering, designing agentic workflows, and integrating AI into operational processes
Experience with both Machine Learning and Heuristic models across Transaction Monitoring, Sanctions Screening, and Customer Risk Scoring
Experience with input data quality monitoring
Experience with model performance monitoring
Experience conducting AML model validations aligned with SR 11-7 and OCC 2011-12
Experience responding to examinations and consent orders, and working with regulators and independent monitors
Experience with virtual currencies
Familiarity with blockchain analytics and screening tools such as Chainalysis and TRM Labs
Track record of driving cross-functional initiatives
Working understanding of regulated financial services and corresponding compliance obligations
Familiarity with statistical concepts related to machine learning
Expertise in data analytics and visualization

Benefits

Comp & perks

Remote work
Medical insurance
Flexible time off
Retirement savings plans
Modern family planning