Head of Internal Audit

Capital.com

. Establish and lead the Company’s independent internal audit function, including its framework, methodology and resourcing .

Posted 9/15/2026full-timeBaku • AzerbaijanLeadWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in establishing and leading internal audit functions, with a strong focus on compliance with Azerbaijani capital markets legislation and CBAR requirements. Proven ability to assess governance, risk management, and internal controls while delivering actionable audit reports and recommendations.

Highest-signal resume keywords

Internal Audit LeadershipAzerbaijani Capital Markets LegislationRisk Management and GovernanceAudit Engagement ManagementRegulatory Reporting Compliance

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Internal Audit MethodologyRisk-Based Audit PlanningAudit Documentation ManagementRegulatory SubmissionsAML/CFT ComplianceIT and Cybersecurity AuditingClient Asset ProtectionCorporate GovernanceFinancial Services AuditingAudit Reporting

Soft Skills

IntegrityAccountabilityInitiativeEffective CooperationComplex Problem Solving

Certifications & Qualifications

CIAACCACISACFSACPACIMACFAFRM

Industry Keywords

Financial Services SectorRegulated Financial InstitutionsRetail BrokerageInvestment ServicesDerivativesEquitiesSecurities Market LawClient CategorizationRegulatory ChangesAudit Function Establishment

Tech Stack

Tools & technologies

Cyber Security

About the role

Key responsibilities & impact

Establish and lead the Company’s independent internal audit function, including its framework, methodology and resourcing
Report regularly to the Audit Committee and Supervisory Board, including on outstanding and overdue audit actions
Prepare long-term and annual risk-based audit plans and budgets for approval
Maintain complete audit documentation and periodic and annual activity reports
Support timely regulatory submissions
Keep the audit plan current based on regulatory developments and changes to the business or risk profile
Lead independent audits across all Company business activities in accordance with Azerbaijani law, CBAR requirements and the IIA’s Global Internal Audit Standards
Assess governance, risk management and key controls across client onboarding, order execution, product governance, client assets, AML/CFT, regulatory reporting, IT and cybersecurity, business continuity and third-party services
Deliver clear audit reports and practical recommendations
Escalate material findings and monitor remediation to closure
Safeguard internal audit independence and unrestricted access
Coordinate with regulators, external auditors and other assurance functions
Manage internal or co-sourced audit resources
Track regulatory changes and evolving best practices through gap and business impact analysis

Requirements

What you’ll need

Higher economic, finance or legal education (university degree)
At least 5 years of relevant professional experience in the financial services sector
At least 3 years of experience in managerial roles
Strong practical knowledge of Azerbaijani capital markets legislation and CBAR requirements applicable to investment companies
Knowledge of corporate governance, internal control, risk management, client asset protection, client categorisation, retail client protection and regulatory reporting obligations
Experience auditing key controls in regulated financial services, including AML/CFT and sanctions, regulatory reporting, client protection, IT and cybersecurity
Meets applicable “fit and proper” requirements for Head of Internal Audit of a licensed entity under the Securities Market Law
Strong professional reputation and integrity, with no relevant criminal convictions or ongoing proceedings
Has not been dismissed within the last 3 years for insufficient qualifications
Has not been a management member of an entity liquidated or declared bankrupt within 1 year before appointment
No concurrent roles with other regulated entities or conflicting paid activities, except permitted scientific, teaching or creative activities
Proven experience leading audit engagements or an internal audit function
Ability to handle complex issues, projects and processes
Strong moral and ethical principles
Willingness to learn, accept accountability, demonstrate initiative and support effective cooperation
Strong sense of integrity and responsibility
Fluent Azerbaijani
Good written and spoken English
CIA, ACCA, CISA, CFSA, CPA, CIMA, CFA or FRM is a significant advantage
Experience establishing an audit function for a licensed financial institution is an advantage
Experience approved by financial regulators for senior management roles is an advantage
Experience in retail brokerage or investment services, particularly derivatives and/or equities, is an advantage

Benefits

Comp & perks

Competitive salary
Work-life harmony
Generous annual leave
Employee referral program with rewards
Medical insurance
Pension plans
Location-specific benefits and perks
30 extra days to work remotely from anywhere in the world (some restrictions apply)
Two additional paid volunteer days each year