Capital.com

Financial Crime

• Enforce and enhance the company’s anti-money laundering framework
• Ensure processes are robust and aligned with regulatory best practice
• Operate within agreed service levels and KPIs
• Balance regulatory obligations with business efficiency
• Conduct targeted risk reviews and assessments
• Identify vulnerabilities and recommend actionable mitigation strategies
• Record, escalate, and report suspicious transactions or activities promptly
• Partner with internal stakeholders and external bodies on financial crime risks
• Stay current on AML rules, regulations, and industry trends
• Use analytical tools and digital techniques to identify patterns, trends, and anomalies in client behavior

Financial Crime Monitoring Specialist

Growth Marketing

• Own and optimise Google Ads (Search, PMax, UAC, Display, YouTube) campaigns across Asia and Australia markets
• Extend into paid social (Meta, TikTok, Snapchat) where capacity and skillset allow
• Manage budget pacing and reallocation across markets and channels
• Deliver against regional KPI targets: ROAS and CPA per first-time deposit
• Run structured A/B tests on creative, bidding strategy, and audience targeting
• Monitor iOS attribution limitations (ATT/SKAD), PMax placement-level visibility, and regional regulatory constraints
• Localise campaign strategy to market language, competition, regulation, and payment/funding behaviour
• Partner with regional marketing and compliance stakeholders on creative sign-off and go-to-market timing
• Liaise with Google and relevant social platform account teams
• Maintain weekly reporting on spend, revenue, ROAS, and CPA, flagging anomalies

User Acquisition Manager – PPC

Data Engineer

• Design, develop, and maintain data pipelines that ingest, process, and deliver data from various sources
• Create and maintain data models for reporting, analytics, and business intelligence, optimizing data structures for performance and efficiency
• Implement ETL processes for data transformation, aggregation, and enrichment
• Monitor and address data quality issues, implement data validation processes, and establish data governance practices
• Manage and optimize data storage, processing, and distribution systems for scalability and performance
• Collaborate with data scientists, analysts, and cross-functional teams to understand requirements and deliver business solutions
• Document data engineering processes, pipelines, and systems
• Contribute to data infrastructure development and maintenance, ensuring data reliability and availability
• Stay current with data engineering best practices and emerging technologies

Data Engineer – Data Engineering Team

Manager

• Design, implement, launch and run all Finance department reconciliations for Digital Assets operations
• Reconcile client transactions, liquidity provider and banking institution data into NetSuite, ensuring completeness and accuracy across source systems including Kyriba, Tres Finance and the internal ledger
• Work with the Digital Assets Treasury team, which owns on-chain reconciliation
• Automate reconciliation processes using AI systems and available resources, with appropriate review of controls feeding financial or regulatory reporting
• Resolve reconciling items promptly, identify root causes, flag open items and escalate material discrepancies
• Produce clear reconciliation reports for internal stakeholders and support audit readiness across relevant entities
• Perform ad hoc reconciliations and internal reporting as needed
• Draft reconciliation policies, tolerances, break-ageing and escalation matrices
• Continuously improve reconciliation processes and identify internal control weaknesses or system gaps
• Work with relevant teams to implement process and system enhancements
• Own hiring, onboarding and development of the reconciliations team as it grows
• Work within Capital.com’s internal policies, procedures and regulatory obligations

Reconciliations Manager

Compliance

• Lead and continuously enhance the UK Compliance Framework, including policies, procedures, governance and controls
• Lead the Compliance team's handling of customer complaints and set the firm's complaints-handling policy
• Serve on the UK Executive Committee and contribute to strategic decision-making
• Prepare and present Compliance and Consumer Duty reports to the UK Board, Executive Committee and governance committees
• Oversee accurate and timely regulatory returns
• Act as the primary point of contact with the FCA and UK law enforcement
• Conduct regulatory horizon scanning and translate changes into firm policy
• Advise and challenge on new products, product governance, business initiatives, outsourcing, acquisitions, major projects and regulatory change
• Provide second-line oversight of Consumer Duty and Operational Resilience frameworks
• Develop and oversee the risk-based Compliance Monitoring Programme and remediation of findings
• Design and deliver regulatory training
• Maintain the breach register and report significant breaches to the FCA
• Lead or oversee investigations into regulatory breaches, compliance incidents and financial crime matters
• Maintain the Conflicts of Interest Register and identify new conflicts
• Build and oversee controls to detect and prevent client market abuse, including STOR disclosures to the FCA
• Own second-line oversight of daily EMIR and MiFIR reporting, including MDP monitoring
• Consult with and inform the CASS Office on CASS breaches, incidents and related management information
• Lead, develop and mentor the UK Compliance team
• Collaborate with Group Compliance, Group Financial Crime, Group Assurance, Risk, Legal, Internal Audit and business stakeholders
• As MLRO, hold FCA approval and fulfil prescribed financial-crime responsibilities under SMCR
• Report financial-crime risk and present the annual MLRO Report to the UK Board and governance committees
• Assess internal Suspicious Activity Reports, including DAML SARs, and decide when to escalate to the National Crime Agency
• Oversee the UK AML, CTF and CPF Framework, including risk-assessment methodologies
• Provide second-line oversight of customer due diligence, enhanced due diligence, onboarding, monitoring and high-risk client review processes
• Own the UK sanctions compliance programme and ensure alignment with OFSI requirements
• Design and oversee AML/CTF training
• Oversee financial-crime monitoring and thematic reviews and ensure timely remediation

Head of Compliance, MLRO

IT Support

• Manage localization and development of the Japan-facing trading platform, website, mobile applications, and related operational systems
• Lead project management and vendor control for quick deposit and bank API integrations, as well as eKYC/JPKI SDK implementation
• Define business requirements, coordinate specifications, track delivery, run UAT and production-readiness checks, and manage issue resolution
• Establish and maintain the system risk management framework based on Financial Services Agency expectations, including IT governance, change management, access controls, incident management, and evidence management
• Develop, maintain, and test BCP/DR procedures with local management, operations, compliance, vendors, and global technology teams
• Maintain internal IT infrastructure, including networks, security tools, endpoint and PC management, account administration, and support escalation processes
• Monitor cybersecurity and third-party technology risks, and support internal and external audit and regulatory inspection responses

IT Manager

Crypto

• Build and lead the independent second line risk function for Capital Vault UK (CVUK), an FCA-registered crypto-asset business
• Act as deputy to the Group Head of Risk
• Build the Group’s financial and prudential risk framework across regulated entities
• Own and drive the CVUK risk strategy aligned with Group strategy, business plans, and FCA expectations
• Set and maintain local risk appetite within Group boundaries
• Lead financial and prudential risk frameworks covering credit, liquidity, capital, cost, market, and concentration risk
• Lead Group and entity ICARA or equivalent processes, including capital planning and wind-down planning
• Design and lead stress testing covering crypto market shocks, client behaviour, liquidity withdrawal, counterparty failure, and operational disruption
• Set and monitor risk limits for crypto liquidity providers, exchanges, custodians, and banking partners
• Oversee counterparty due diligence, concentration risk, and contingency planning
• Provide second-line oversight of crypto-asset custody, key management, client asset safeguarding, and on-chain settlement risk
• Oversee RCSA cycles, incident and issue management, control testing, and KRI monitoring
• Oversee operational resilience, cybersecurity risk, and change management
• Oversee critical third-party arrangements, due diligence, monitoring, and exit plans
• Maintain the CVUK risk register and KRIs
• Deliver reporting to the CVUK Board and Audit and Risk Committee
• Maintain relationships with the FCA and support regulatory submissions, inspections, and remediation
• Ensure audit readiness and disciplined evidence management

Head of Risk – Crypto

Financial Planning and Analysis

• Own finance and regulatory finance operations for the Type I Financial Instruments Business in Japan
• Perform daily client asset segregation and trust protection calculations and reconciliations under the Financial Instruments and Exchange Act
• Prepare transfer or payment instructions to trust banks
• Manage daily, monthly, and annual accounting close processes
• Operate accounting software and prepare financial statements
• Prepare and submit statutory and regulatory reports, including capital adequacy ratio reports, business reports, and other required filings
• Manage cash-flow planning, treasury administration, tax matters, payment controls, and bookkeeping records
• Coordinate with external auditors, tax advisors, trust banks, global finance, local compliance, and other internal stakeholders
• Design and maintain finance procedures, reconciliation controls, approval evidence, and regulatory reporting working papers
• Support financial instruments business registration and launch-readiness workstreams from a finance and client asset protection perspective
• Build finance controls, reporting processes, and governance evidence from the ground up

Finance Manager

Head of Department

• Shape and evolve the Group transaction monitoring framework with the Head of TM, including policies, procedures, rule design methodology, threshold calibration, and quality assurance
• Review and challenge scenario engineering outputs, rule specifications, threshold proposals, and back-testing results
• Own the quality standard for QA and governance outputs
• Shape rule change proposals and threshold recalibrations through change management
• Drive transaction monitoring minimum standards across entities and close gaps with local Heads of Compliance
• Exercise delegated authority as primary transaction monitoring decision-maker when the Head of TM is unavailable
• Approve withdrawal holds, account restrictions, and alert escalations
• Review L3 SAR referral packs before submission to the entity MLRO
• Approve interim rule threshold changes and document rationale
• Deputise fully for the Head of TM during leave or absence
• Support regulator relationships, respond to supervisory queries, attend regulatory meetings, and represent the TM function at inspections
• Support regulatory submissions, supervisory feedback responses, and remediation communications
• Coordinate with entity MLROs and Heads of Compliance on jurisdiction-specific requirements
• Provide day-to-day leadership and line management of transaction monitoring specialist teams
• Lead recruitment, onboarding, and development of transaction monitoring analysts
• Chair transaction monitoring governance meetings
• Act as senior escalation point for analysts, material issues, control failures, and emerging risks
• Uphold the boundary between transaction monitoring compliance decisions and commercial interests
• Ensure first-line alert operations operates within the second-line framework
• Maintain audit-ready documentation across transaction monitoring governance activity

Deputy Head of Transaction Monitoring

Client Services Representative

• Deliver responsive, high-quality support to clients across live chat, email, and phone
• Guide clients through the KYC verification process and compliant onboarding
• Walk clients through the trading platform, including key features and tools
• Build client trust and satisfaction through professional support and platform training
• Monitor the competitive landscape and financial markets to provide accurate, current guidance
• Gather and analyze client feedback to improve the client experience
• Collaborate with other departments to resolve client issues efficiently

Client Services Specialist, Chinese

• Develop and implement the Company's accounting and financial policies and reporting framework aligned with IFRS, the Law on Accounting, and CBAR requirements
• Assist in ensuring compliance with CBAR financial reporting requirements, capital adequacy standards, and applicable risk management frameworks
• Oversee preparation of financial statements, tax declarations, CBAR periodic reports, and other regulatory filings
• Support financial planning, budgeting, and forecasting with the General Director
• Establish and maintain internal controls over accounting and reporting and prepare the function for internal and external audit
• Coordinate external audits and tax inspections and respond to audit and regulatory requests
• Represent the Company before tax authorities and CBAR on accounting and reporting matters
• Identify and escalate accounting-related financial, reporting, tax compliance, and capital adequacy risks
• Collaborate with CBAR, external auditors, the Audit Committee, and senior management
• Assist in implementing and maintaining financial systems, accounting processes, and internal controls
• Ensure AML/CFT accounting-related record-keeping and reporting compliance
• Monitor regulatory changes and evolving best practices and perform gap and business impact analysis
• Build, lead, and develop the accounting and finance team
• Maintain professional accountant status, including timely certificate renewal and continuing membership in an accredited professional accountant organisation

Head of Finance, Chief Accountant

• Establish and lead the Company’s independent internal audit function, including its framework, methodology and resourcing
• Report regularly to the Audit Committee and Supervisory Board, including on outstanding and overdue audit actions
• Prepare long-term and annual risk-based audit plans and budgets for approval
• Maintain complete audit documentation and periodic and annual activity reports
• Support timely regulatory submissions
• Keep the audit plan current based on regulatory developments and changes to the business or risk profile
• Lead independent audits across all Company business activities in accordance with Azerbaijani law, CBAR requirements and the IIA’s Global Internal Audit Standards
• Assess governance, risk management and key controls across client onboarding, order execution, product governance, client assets, AML/CFT, regulatory reporting, IT and cybersecurity, business continuity and third-party services
• Deliver clear audit reports and practical recommendations
• Escalate material findings and monitor remediation to closure
• Safeguard internal audit independence and unrestricted access
• Coordinate with regulators, external auditors and other assurance functions
• Manage internal or co-sourced audit resources
• Track regulatory changes and evolving best practices through gap and business impact analysis