Audit Manager – Risk Management

Capital One

. Lead audits or projects focused on Second Line Enterprise Risk Management and Operational Risk Management .

Posted 11/2/2026full-timeUnited StatesMid-LevelSenior💰 $138,100 - $189,200 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in leading audits and managing risk within the financial services sector, with a strong focus on internal control effectiveness and compliance with OCC heightened standards. Proficient in leveraging data analytics and technology to enhance audit processes while providing mentorship and training to audit staff.

Highest-signal resume keywords

Audit LeadershipRisk ManagementData AnalysisInternal Control VerificationOCC Heightened Standards

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

AuditingFinancial AnalysisComplianceEngagement PlanningAudit Program DevelopmentInternal Control EffectivenessData AnalyticsDocumentationEvidence ReviewProcess Analysis

Soft Skills

CommunicationCoachingTeam CollaborationPrioritizationRelationship Management

Certifications & Qualifications

CIACPACTPRPOperational Resilience CertificationAPRP Certification

Industry Keywords

BankingFinancial ServicesOperational Risk ManagementEnterprise Risk ManagementAudit Procedures

About the role

Key responsibilities & impact

Lead audits or projects focused on Second Line Enterprise Risk Management and Operational Risk Management
Develop engagement planning documentation and audit programs to ensure adequate risk coverage
Design and execute audit procedures to verify internal-control effectiveness
Document auditee processes and procedures, review and analyze evidence, and identify potential issues
Prepare organized documentation supporting work performed, including draft findings
Establish and maintain client and team relationships during engagements
Communicate information and audit progress to team members and clients
Plan and prioritize work while managing multiple priorities and tasks across the team
Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires
Leverage data analytics, innovation, and technology in audit work

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 5 years of experience in auditing, accounting, financial analysis, compliance, or a combination
At least 1 year of experience leading audits and performing as auditor-in-charge (preferred)
2+ years of experience in banking or financial services (preferred)
1+ years of experience performing data analysis supporting internal auditing (preferred)
Experience auditing or implementing OCC heightened standards (preferred)
Master's Degree in Accounting, Finance, or Business Administration (preferred)
CIA, CPA, CTPRP, Operational Resilience Certification, or APRP certification (preferred)
Capital One will not sponsor a new applicant for employment authorization or provide immigration-related support

Benefits

Comp & perks

Performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial, and other benefits supporting total well-being
Hybrid work arrangement with typically 3 days per week in person at a designated office
Reasonable accommodations for applicants who require them