Compliance Advisor Manager, Regulatory Consumer Center of Excellence

Capital One

. Develop and expand subject matter expertise with relevant laws, regulations, regulatory guidance, and compliance standards .

Posted 11/3/2026full-timeUnited StatesMid-LevelSenior💰 $138,100 - $173,400 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance, regulatory guidance, and risk assessment within the financial services industry, while effectively collaborating with cross-functional teams to promote a culture of compliance and manage risks.

Highest-signal resume keywords

Compliance ExpertiseRisk AssessmentRegulatory GuidanceCertified Regulatory Compliance ManagerStrong Communication Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance StandardsRegulatory GuidanceRisk AssessmentMonitoring ActivitiesReporting on Programmatic RiskAdvisory EngagementGovernance ControlsData Trend AnalysisPolicy DevelopmentProcess Improvement

Soft Skills

Effective ChallengeFlexibilityPrioritizationAdvocacyCollaboration

Certifications & Qualifications

Certified Regulatory Compliance Manager

Industry Keywords

Financial ServicesComplianceLegalAuditRisk ManagementGovernanceRegulatory ComplianceEmerging RisksPerformance MetricsAdvisory Services

About the role

Key responsibilities & impact

Develop and expand subject matter expertise with relevant laws, regulations, regulatory guidance, and compliance standards
Partner with Compliance Advisors, Legal attorneys, and lines of business associates to provide guidance on standards, requirements, governance, and controls
Develop tools, training, processes, and guidance for consistent and efficient advisory engagement
Execute monitoring and oversight activities associated with COE standards
Develop and mature reporting on programmatic risk across the enterprise
Conduct or support risk assessments for new processes, products, programs, and initiatives
Advise lines of business on identified risks and support remediation, policy, and process changes
Anticipate, identify, and escalate risk scenarios and propose mitigations
Assess business area performance relative to key metrics
Provide effective challenge and guidance on compliance risks
Monitor internal and external environments for emerging risks, data trends, compliance impacts, and regulatory focus areas
Coordinate with cross-functional teams on shared objectives
Participate in complex projects by providing guidance, advice, and effective challenge
Promote a culture of compliance and managed risk taking

Requirements

What you’ll need

Bachelor’s Degree or Military Experience
At least 5 years of experience in compliance, legal, or audit
At this time, Capital One will not sponsor a new applicant for employment authorization or offer immigration-related support
Preferred: Master’s Degree or Juris Doctor
Preferred: 6 years+ of experience in compliance, legal, or audit within the financial services industry
Preferred: Certified Regulatory Compliance Manager
Preferred: Strong written and verbal communication skills
Preferred: Ability to prioritize among conflicting needs and advocate a course of action while remaining flexible and responsible to dynamic situations

Benefits

Comp & perks

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial and other benefits supporting total well-being
Reasonable accommodations for applicants with disabilities