Principal Auditor – Global Finance

Capital One

. Assist in developing and executing audit plans for assurance coverage of Capital One’s Finance business .

Posted 9/17/2026full-timeMcLean • New York • United StatesLead💰 $109,900 - $150,500 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in auditing processes, including the development and execution of audit plans, internal control verification, and regulatory compliance. Strong ability to communicate findings and collaborate with stakeholders while providing mentorship to junior audit staff.

Highest-signal resume keywords

Auditing ExperienceInternal Control VerificationData AnalysisStakeholder CommunicationTeam Leadership

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Audit PlanningRegulatory ReportingFinancial AnalysisAccountingRisk ManagementAudit Program DevelopmentEvidence ReviewProcess DocumentationControl Effectiveness TestingCompliance

Soft Skills

CollaborationCoachingCommunicationPrioritizationTask Management

Certifications & Qualifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Chartered Financial Analyst (CFA)Financial Risk Manager (FRM)

Industry Keywords

BankingFinancial ServicesMarket RisksLiquidity RisksCounterparty Credit RisksTreasury ManagementBalance Sheet ManagementAudit ProceduresEngagement PlanningAudit Findings

About the role

Key responsibilities & impact

Assist in developing and executing audit plans for assurance coverage of Capital One’s Finance business
Conduct audits related to accounting, regulatory reporting, market and liquidity risks, counterparty credit risks, treasury, and balance sheet management
Lead small audits or complete significant components of larger audits
Develop engagement planning documentation, communicate scoping rationales, and develop audit programs
Design and execute audit procedures to verify internal-control effectiveness
Document auditee processes and procedures, review and analyze evidence, and identify potential gaps
Prepare documentation supporting work performed, including draft findings
Build collaborative relationships with stakeholders and team members
Communicate information and audit progress to the team, stakeholders, and auditor-in-charge
Plan and prioritize work, manage multiple tasks, and support team delivery
Provide coaching, on-the-job training, and feedback to audit staff, junior associates, and recent hires
Lead or contribute to other audits identified during audit planning

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 4 years of experience in auditing, accounting, financial analysis, compliance, or a combination
No new employment authorization sponsorship available
Preferred: at least 5 years of experience in auditing, accounting, financial analysis, compliance, or a combination
Preferred: 2+ years of experience in banking or financial services
Preferred: 1+ years of experience performing data analysis in support of internal auditing
Preferred: Master's Degree in Accounting, Finance, or Master of Business Administration
Preferred: Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or relevant certification

Benefits

Comp & perks

Performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial, and other benefits supporting total well-being
Reasonable accommodations for applicants with disabilities