Principal Auditor – Risk Management

Capital One

. Lead small audits or own significant components of larger audits .

Posted 9/30/2026full-timeUnited StatesLead💰 $109,900 - $150,500 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in auditing and risk management, with a strong focus on internal controls, enterprise frameworks, and regulatory compliance. Proven ability to lead audits, manage client relationships, and provide coaching to audit staff.

Highest-signal resume keywords

Internal Audit ExperienceEnterprise Risk ManagementCertified Internal Auditor (CIA)Data Analysis for AuditingBanking or Financial Services Experience

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Audit ProceduresRisk ManagementEngagement PlanningInternal Controls AssessmentDocumentation ReviewIssue ValidationFinancial AnalysisCompliance AuditingAudit Program DevelopmentData Analysis

Soft Skills

CommunicationCoachingRelationship ManagementProblem-SolvingTime Management

Certifications & Qualifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)

Industry Keywords

AuditingFinancial ServicesOperational Risk ManagementRegulatory ComplianceBig Four Experience

About the role

Key responsibilities & impact

Lead small audits or own significant components of larger audits
Develop engagement planning documentation and audit programs to ensure adequate risk coverage
Design and execute audit procedures assessing internal controls and enterprise frameworks
Document audit processes, review and analyze evidence, and identify potential issues
Prepare documentation supporting work performed and conclusions
Gather facts, escalate issues and concerns, and help draft audit findings
Maintain client and team relationships during engagements
Communicate information and audit progress to teams, clients, and the auditor-in-charge
Manage multiple priorities and tasks, including issue validations, regulatory exam support, and team initiatives
Provide coaching, on-the-job training, and feedback to audit staff
Provide risk management subject matter expertise and advisory support to other audit teams

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 4 years of experience in auditing, accounting, financial analysis, compliance, or a combination
At least 1 year of Enterprise Risk Management or Operational Risk Management experience
1+ year of experience leading audits and performing as auditor-in-charge (preferred)
2+ years of experience in banking or financial services (preferred)
4+ years of experience in internal audit or risk management, combinable with Big Four external audit experience (preferred)
1+ year of experience performing data analysis supporting internal auditing (preferred)
Master's Degree in Accounting, Finance, or Business Administration (preferred)
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification (preferred)
Ability to work in a hybrid arrangement, typically 3 days per week in person at one of the listed offices
Capital One will not sponsor a new applicant for employment authorization for this position

Benefits

Comp & perks

Performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial, and other benefits supporting total well-being
Reasonable accommodations for applicants who require them