Senior Auditor, Compliance and Privacy

Capital One

. Conduct operational and compliance audit projects and support the annual audit plan .

Posted 11/2/2026full-timeUnited StatesSenior💰 $87,700 - $120,100 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in conducting operational and compliance audits, leveraging data analytics tools, and maintaining effective relationships with stakeholders. Possesses strong skills in risk management and compliance within the financial services industry.

Highest-signal resume keywords

Operational AuditCompliance AuditRisk ManagementData Analytics ToolsCertified Internal Auditor (CIA)

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

AuditingAccountingComplianceRisk AssessmentTestingData Analysis

Soft Skills

CommunicationCoachingRelationship BuildingIndependenceProblem Solving

Certifications & Qualifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Risk Compliance Manager (CRCM)

Industry Keywords

Financial ServicesBankingProfessional ServicesFederal RegulationsState Regulations

About the role

Key responsibilities & impact

Conduct operational and compliance audit projects and support the annual audit plan
Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities
Perform relevant testing based on risks and processes associated with audited areas
Communicate issues, risks, and recommendations to all levels of management
Operate independently, meeting schedules and high-quality standards
Develop and maintain effective working relationships with business partners and the extended Audit group
Leverage data and analytical tools during audit planning and fieldwork
Follow up on agreed audit actions to ensure management fulfills commitments within agreed timescales
Seek learning opportunities to enhance role-related skills and competencies
Coach and invest in the development of team members

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 2 years of experience in auditing, accounting, risk management, compliance, or a combination
Preferred: Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
Preferred: 2+ years of experience in banking, the financial services industry, or a professional services firm serving clients in large banks, or a combination
Preferred: At least 1 year of experience with data analytics tools in support of internal audit
Capital One will not sponsor a new applicant for employment authorization or offer immigration-related support for this position
Must be able to work in accordance with Capital One's hybrid policy regarding required on-site presence at the designated office location

Benefits

Comp & perks

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial and other benefits supporting total well-being
Reasonable accommodations for applicants who require them